Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Chris Rogers, Steve Guthrie, Dana Ricker, David Mitchell||Raymond James||Morgan Stanley Wealth Management||$500||09-06-2013|
|Stephen J. Valelly||Raymond James||Jefferies & Company||$100||09-05-2013|
|William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce Kelly||Raymond James||Wells Fargo Advisors||$250||09-03-2013|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.