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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J. GegenRobert W. Baird & Co.RBC Wealth Management$10006-20-2014
Monty G. ReedyRobert W. Baird & Co.RBC Wealth Management$13006-20-2014
Joseph H. McAuley, Jr.Robert W. Baird & Co.Wells Fargo Advisors$004-14-2014
Francis RocheRobert W. Baird & Co.RBC Wealth Management$003-18-2014
Frederick Gollier, Michael Henning, Christopher WatersRobert W. Baird & Co.Wells Fargo Advisors$21502-10-2014
Lawrence I. MagidRobert W. Baird & Co.Wells Fargo Advisors$6002-10-2014
Kevin J. CrossRobert W. Baird & Co.Charles Schwab$40012-17-2013
John N. HuynhRobert W. Baird & Co.Morgan Stanley Wealth Management$6008-12-2013
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10508-12-2013
Richard W. Andersen, Eric R. AndersenRobert W. Baird & Co.UBS Financial Services$16508-12-2013
Thomas S. DavisRobert W. Baird & Co.Wells Fargo Advisors$007-12-2013
Richard G. Pfeil, Matthew Leatherwood, C. Nelson Shields, Jr.Robert W. Baird & Co.Wells Fargo Advisors$30007-12-2013
J. Gillette Burns, Orlando C. Montesino, Andrew A. AtkinsonRobert W. Baird & Co.Wells Fargo Advisors$47007-12-2013
William W. BarrowRobert W. Baird & Co.Wells Fargo Advisors$007-09-2013
John T. BarnefieldRobert W. Baird & Co.Wells Fargo Advisors$007-09-2013
Greg T. Evans, Stephen Allain, Jerred R. Crumley Robert W. Baird & Co.Wells Fargo Advisors$007-09-2013
Richard W. Ashcroft, Darrell J. Pesek Robert W. Baird & Co.Wells Fargo Advisors$007-09-2013
Paul J. DonnellyRobert W. Baird & Co.William Blair & Co.$20005-28-2013
Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonRobert W. Baird & Co.UBS Financial Services, Northern Trust $21505-14-2013
Malcolm H. Liles, William N. Liles, Sherri A. MinunnoRobert W. Baird & Co.Morgan Stanley Wealth Management$58505-14-2013
Kevin PhillipsRobert W. Baird & Co.Wells Fargo Advisors$10502-26-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley Wealth Management$25002-26-2013
Jim VermilyeRobert W. Baird & Co.LPL Financial$8510-16-2012
Ken Belter, Will SchafflerRobert W. Baird & Co.Citigroup$13010-16-2012
Jon Narmi, Charlie Narmi, Theresa RynaskiRobert W. Baird & Co.Morgan Stanley Wealth Management$33010-16-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.