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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Fields, Tonya NicholsRobert W. Baird & Co.Bank of America Merrill Lynch$17006-28-2012
Kevin J. CrossRobert W. Baird & Co.Charles Schwab$40012-17-2013
Fred GartrellRobert W. Baird & Co.Charles Schwab$42510-16-2012
William Norris, Shawn SmithRobert W. Baird & Co.Charles Schwab$64004-11-2012
Dominic Capuano, Timothy M. ButlerRobert W. Baird & Co.Charles Schwab$60009-01-2011
Ken Belter, Will SchafflerRobert W. Baird & Co.Citigroup$13010-16-2012
Alexander S. CushnerRobert W. Baird & Co.Credit Suisse Wealth Services$30010-05-2011
Russell P. HuebschleRobert W. Baird & Co.Credit Suisse Wealth Services$14010-05-2011
Jim VermilyeRobert W. Baird & Co.LPL Financial$8510-16-2012
Jayson BalesRobert W. Baird & Co.MML Investors Services$6506-28-2012
John N. HuynhRobert W. Baird & Co.Morgan Stanley Wealth Management$6008-12-2013
Malcolm H. Liles, William N. Liles, Sherri A. MinunnoRobert W. Baird & Co.Morgan Stanley Wealth Management$58505-14-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley Wealth Management$25002-26-2013
Jon Narmi, Charlie Narmi, Theresa RynaskiRobert W. Baird & Co.Morgan Stanley Wealth Management$33010-16-2012
Patty EstopinalRobert W. Baird & Co.Morgan Stanley Wealth Management$17506-28-2012
John DuguidRobert W. Baird & Co.Morgan Stanley Wealth Management$13504-27-2012
The RHY GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$35004-11-2012
The Allman-Bobbie GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$15004-11-2012
Neil E. Grant, Luke HallidayRobert W. Baird & Co.Morgan Stanley Wealth Management$34312-14-2011
Philip HolbertRobert W. Baird & Co.Morgan Stanley Wealth Management$10010-28-2011
Richard NigroRobert W. Baird & Co.Morgan Stanley Wealth Management$8209-01-2011
Fred Wheeler, Jan Bayle, Alex Wheeler, Barbara Campbell, Jery MarianiRobert W. Baird & Co.Morgan Stanley Wealth Management$25008-15-2011
David Schwarz, Matthew BrunerRobert W. Baird & Co.Morgan Stanley Wealth Management$10006-16-2011
John DiemerRobert W. Baird & Co.Morgan Stanley Wealth Management$11005-20-2011
Jim Ritchay Jr.Robert W. Baird & Co.Morgan Stanley Wealth Management$10005-13-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.