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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Paul J. Donnelly | Robert W. Baird & Co. | William Blair & Co. | $200 | 05-28-2013 |
| Gerald D. Brennan, James R. Seidel, Lynn L. Kittelson | Robert W. Baird & Co. | UBS Financial Services, Northern Trust | $215 | 05-14-2013 |
| Malcolm H. Liles, William N. Liles, Sherri A. Minunno | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $585 | 05-14-2013 |
| Kevin Phillips | Robert W. Baird & Co. | Wells Fargo Advisors | $105 | 02-26-2013 |
| Jospeh A. Lipe, John B. Lipe | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $250 | 02-26-2013 |
| Jim Vermilye | Robert W. Baird & Co. | LPL Financial | $85 | 10-16-2012 |
| Ken Belter, Will Schaffler | Robert W. Baird & Co. | Citigroup | $130 | 10-16-2012 |
| Jon Narmi, Charlie Narmi, Theresa Rynaski | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $330 | 10-16-2012 |
| Fred Gartrell | Robert W. Baird & Co. | Charles Schwab | $425 | 10-16-2012 |
| Jayson Bales | Robert W. Baird & Co. | MML Investors Services | $65 | 06-28-2012 |
| Matthew Fields, Tonya Nichols | Robert W. Baird & Co. | Bank of America Merrill Lynch | $170 | 06-28-2012 |
| Patty Estopinal | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $175 | 06-28-2012 |
| Douglas W. Mabie | Robert W. Baird & Co. | William Blair & Co. | $800 | 05-03-2012 |
| John Duguid | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $135 | 04-27-2012 |
| Douglas W. Mabie | Robert W. Baird & Co. | William Blair & Co. | $800 | 04-25-2012 |
| The RHY Group | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $350 | 04-11-2012 |
| William Norris, Shawn Smith | Robert W. Baird & Co. | Charles Schwab | $640 | 04-11-2012 |
| Scott Woods | Robert W. Baird & Co. | Wells Fargo Advisors | $390 | 04-11-2012 |
| The Buskey McGinty Group | Robert W. Baird & Co. | Wells Fargo Advisors | $265 | 04-11-2012 |
| The Allman-Bobbie Group | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $150 | 04-11-2012 |
| Neil E. Grant, Luke Halliday | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $343 | 12-14-2011 |
| Daniel J. Cairns, John C. Kay | Robert W. Baird & Co. | Wells Fargo Advisors | $100 | 12-05-2011 |
| Philip Holbert | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $100 | 10-28-2011 |
| David L. Louthan | Robert W. Baird & Co. | Wedbush Securities | $80 | 10-21-2011 |
| Tom Shipley | Robert W. Baird & Co. | Wedbush Securities | $135 | 10-21-2011 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.