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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russ Guard & Jacob DuffyRobert W. Baird & Co.Morgan Stanley Wealth Management$15004-09-2010
Paul Westphal, John Ethington, Dan Gilipsky, Tyler BriggsRobert W. Baird & Co.UBS Financial Services$16006-09-2010
The Parrott, Forbes & Floyd GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$35006-11-2010
John Frisbie, Lee Carlin, Roger CracraftRobert W. Baird & Co.Morgan Stanley Wealth Management$45009-22-2010
Jeffrey H. Gawelski, John "J.R." Richards, Linda DavisRobert W. Baird & Co.UBS Financial Services$10002-01-2011
Drew PerrymanRobert W. Baird & Co.Morgan Stanley Wealth Management$12002-16-2011
The Crawford, Holzrichter & Morrison GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$19502-22-2011
Clay Ryan, Harold Ryan, Wes OliverRobert W. Baird & Co.Wells Fargo Advisors$23003-16-2011
Andrew Barnett, Carolyn LeithRobert W. Baird & Co.Multiple (see profile)$22003-17-2011
Jason SchlesingerRobert W. Baird & Co.Wells Fargo Advisors$20003-24-2011
David Marshall, Gavin AmatoRobert W. Baird & Co.Morgan Stanley Wealth Management$40005-04-2011
Jim Ritchay Jr.Robert W. Baird & Co.Morgan Stanley Wealth Management$10005-13-2011
John DiemerRobert W. Baird & Co.Morgan Stanley Wealth Management$11005-20-2011
Mary Howard, William PerryRobert W. Baird & Co.Wells Fargo Advisors$7006-01-2011
John Fitzgibbons, Joyce Linker, Kate LeClairRobert W. Baird & Co.ThinkEquity$30006-08-2011
David Schwarz, Matthew BrunerRobert W. Baird & Co.Morgan Stanley Wealth Management$10006-16-2011
Fred Wheeler, Jan Bayle, Alex Wheeler, Barbara Campbell, Jery MarianiRobert W. Baird & Co.Morgan Stanley Wealth Management$25008-15-2011
Clark Robert "Rob" NyeRobert W. Baird & Co.Seattle Northwest Securities$22008-31-2011
Dominic Capuano, Timothy M. ButlerRobert W. Baird & Co.Charles Schwab$60009-01-2011
Richard NigroRobert W. Baird & Co.Morgan Stanley Wealth Management$8209-01-2011
Alexander S. CushnerRobert W. Baird & Co.Credit Suisse Wealth Services$30010-05-2011
Russell P. HuebschleRobert W. Baird & Co.Credit Suisse Wealth Services$14010-05-2011
David L. LouthanRobert W. Baird & Co.Wedbush Securities$8010-21-2011
Tom ShipleyRobert W. Baird & Co.Wedbush Securities$13510-21-2011
Philip HolbertRobert W. Baird & Co.Morgan Stanley Wealth Management$10010-28-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.