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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Alexander S. Cushner | Robert W. Baird & Co. | Credit Suisse Wealth Services | $300 | 10-05-2011 |
| Andrew Barnett, Carolyn Leith | Robert W. Baird & Co. | Multiple (see profile) | $220 | 03-17-2011 |
| Clark Robert "Rob" Nye | Robert W. Baird & Co. | Seattle Northwest Securities | $220 | 08-31-2011 |
| Clay Ryan, Harold Ryan, Wes Oliver | Robert W. Baird & Co. | Wells Fargo Advisors | $230 | 03-16-2011 |
| Daniel J. Cairns, John C. Kay | Robert W. Baird & Co. | Wells Fargo Advisors | $100 | 12-05-2011 |
| David L. Louthan | Robert W. Baird & Co. | Wedbush Securities | $80 | 10-21-2011 |
| David Marshall, Gavin Amato | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $400 | 05-04-2011 |
| David Schwarz, Matthew Bruner | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $100 | 06-16-2011 |
| Dominic Capuano, Timothy M. Butler | Robert W. Baird & Co. | Charles Schwab | $600 | 09-01-2011 |
| Douglas W. Mabie | Robert W. Baird & Co. | William Blair & Co. | $800 | 05-03-2012 |
| Douglas W. Mabie | Robert W. Baird & Co. | William Blair & Co. | $800 | 04-25-2012 |
| Drew Perryman | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $120 | 02-16-2011 |
| Fred Gartrell | Robert W. Baird & Co. | Charles Schwab | $425 | 10-16-2012 |
| Fred Wheeler, Jan Bayle, Alex Wheeler, Barbara Campbell, Jery Mariani | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $250 | 08-15-2011 |
| Gerald D. Brennan, James R. Seidel, Lynn L. Kittelson | Robert W. Baird & Co. | UBS Financial Services, Northern Trust | $215 | 05-14-2013 |
| Jason Schlesinger | Robert W. Baird & Co. | Wells Fargo Advisors | $200 | 03-24-2011 |
| Jayson Bales | Robert W. Baird & Co. | MML Investors Services | $65 | 06-28-2012 |
| Jeffrey H. Gawelski, John "J.R." Richards, Linda Davis | Robert W. Baird & Co. | UBS Financial Services | $100 | 02-01-2011 |
| Jim Ritchay Jr. | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $100 | 05-13-2011 |
| Jim Vermilye | Robert W. Baird & Co. | LPL Financial | $85 | 10-16-2012 |
| John Diemer | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $110 | 05-20-2011 |
| John Duguid | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $135 | 04-27-2012 |
| John Fitzgibbons, Joyce Linker, Kate LeClair | Robert W. Baird & Co. | ThinkEquity | $300 | 06-08-2011 |
| John Frisbie, Lee Carlin, Roger Cracraft | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $450 | 09-22-2010 |
| Jon Narmi, Charlie Narmi, Theresa Rynaski | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $330 | 10-16-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.