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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors$009-04-2014
Joseph H. McAuley, Jr.Robert W. Baird & Co.Wells Fargo Advisors$004-14-2014
Francis RocheRobert W. Baird & Co.RBC Wealth Management$003-18-2014
Thomas S. DavisRobert W. Baird & Co.Wells Fargo Advisors$007-12-2013
William W. BarrowRobert W. Baird & Co.Wells Fargo Advisors$007-09-2013
John T. BarnefieldRobert W. Baird & Co.Wells Fargo Advisors$007-09-2013
Greg T. Evans, Stephen Allain, Jerred R. Crumley Robert W. Baird & Co.Wells Fargo Advisors$007-09-2013
Richard W. Ashcroft, Darrell J. Pesek Robert W. Baird & Co.Wells Fargo Advisors$007-09-2013
Lawrence I. MagidRobert W. Baird & Co.Wells Fargo Advisors$6002-10-2014
John N. HuynhRobert W. Baird & Co.Morgan Stanley Wealth Management$6008-12-2013
Jayson BalesRobert W. Baird & Co.MML Investors Services$6506-28-2012
Mary Howard, William PerryRobert W. Baird & Co.Wells Fargo Advisors$7006-01-2011
David L. LouthanRobert W. Baird & Co.Wedbush Securities$8010-21-2011
Richard NigroRobert W. Baird & Co.Morgan Stanley Wealth Management$8209-01-2011
Jim VermilyeRobert W. Baird & Co.LPL Financial$8510-16-2012
Michael J. GegenRobert W. Baird & Co.RBC Wealth Management$10006-20-2014
Daniel J. Cairns, John C. KayRobert W. Baird & Co.Wells Fargo Advisors$10012-05-2011
Philip HolbertRobert W. Baird & Co.Morgan Stanley Wealth Management$10010-28-2011
David Schwarz, Matthew BrunerRobert W. Baird & Co.Morgan Stanley Wealth Management$10006-16-2011
Jim Ritchay Jr.Robert W. Baird & Co.Morgan Stanley Wealth Management$10005-13-2011
Jeffrey H. Gawelski, John "J.R." Richards, Linda DavisRobert W. Baird & Co.UBS Financial Services$10002-01-2011
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10508-12-2013
Kevin PhillipsRobert W. Baird & Co.Wells Fargo Advisors$10502-26-2013
John DiemerRobert W. Baird & Co.Morgan Stanley Wealth Management$11005-20-2011
Drew PerrymanRobert W. Baird & Co.Morgan Stanley Wealth Management$12002-16-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.