Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Malcolm H. Liles, William N. Liles, Sherri A. MinunnoRobert W. Baird & Co.Morgan Stanley Wealth Management$58505-10-2013
J. Gillette Burns, Orlando C. Montesino, Andrew A. AtkinsonRobert W. Baird & Co.Wells Fargo Advisors$47004-09-2013
Richard G. Pfeil, Matthew Leatherwood, C. Nelson Shields, Jr.Robert W. Baird & Co.Wells Fargo Advisors$30004-09-2013
Thomas S. DavisRobert W. Baird & Co.Wells Fargo Advisors$004-09-2013
Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonRobert W. Baird & Co.UBS Financial Services, Northern Trust $21503-18-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley Wealth Management$25002-15-2013
Kevin PhillipsRobert W. Baird & Co.Wells Fargo Advisors$10502-15-2013
Ken Belter, Will SchafflerRobert W. Baird & Co.Citigroup$13010-11-2012
Fred GartrellRobert W. Baird & Co.Charles Schwab$42510-08-2012
Jon Narmi, Charlie Narmi, Theresa RynaskiRobert W. Baird & Co.Morgan Stanley Wealth Management$33009-14-2012
Jim VermilyeRobert W. Baird & Co.LPL Financial$8508-10-2012
Jayson BalesRobert W. Baird & Co.MML Investors Services$6506-28-2012
Matthew Fields, Tonya NicholsRobert W. Baird & Co.Bank of America Merrill Lynch$17006-28-2012
Patty EstopinalRobert W. Baird & Co.Morgan Stanley Wealth Management$17506-28-2012
John DuguidRobert W. Baird & Co.Morgan Stanley Wealth Management$13504-27-2012
Douglas W. MabieRobert W. Baird & Co.William Blair & Co.$80004-25-2012
The Buskey McGinty GroupRobert W. Baird & Co.Wells Fargo Advisors$26503-01-2012
The RHY GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$35002-03-2012
Neil E. Grant, Luke HallidayRobert W. Baird & Co.Morgan Stanley Wealth Management$34312-14-2011
Daniel J. Cairns, John C. KayRobert W. Baird & Co.Wells Fargo Advisors$10012-05-2011
David L. LouthanRobert W. Baird & Co.Wedbush Securities$8012-05-2011
Philip HolbertRobert W. Baird & Co.Morgan Stanley Wealth Management$10010-28-2011
Tom ShipleyRobert W. Baird & Co.Wedbush Securities$13510-21-2011
Alexander S. CushnerRobert W. Baird & Co.Credit Suisse Wealth Services$30010-05-2011
Russell P. HuebschleRobert W. Baird & Co.Credit Suisse Wealth Services$14010-05-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.