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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonRobert W. Baird & Co.UBS Financial Services, Northern Trust $21505-14-2013
Malcolm H. Liles, William N. Liles, Sherri A. MinunnoRobert W. Baird & Co.Morgan Stanley Wealth Management$58505-14-2013
Kevin PhillipsRobert W. Baird & Co.Wells Fargo Advisors$10502-26-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley Wealth Management$25002-26-2013
Jim VermilyeRobert W. Baird & Co.LPL Financial$8510-16-2012
Ken Belter, Will SchafflerRobert W. Baird & Co.Citigroup$13010-16-2012
Jon Narmi, Charlie Narmi, Theresa RynaskiRobert W. Baird & Co.Morgan Stanley Wealth Management$33010-16-2012
Fred GartrellRobert W. Baird & Co.Charles Schwab$42510-16-2012
Jayson BalesRobert W. Baird & Co.MML Investors Services$6506-28-2012
Matthew Fields, Tonya NicholsRobert W. Baird & Co.Bank of America Merrill Lynch$17006-28-2012
Patty EstopinalRobert W. Baird & Co.Morgan Stanley Wealth Management$17506-28-2012
Douglas W. MabieRobert W. Baird & Co.William Blair & Co.$80005-03-2012
John DuguidRobert W. Baird & Co.Morgan Stanley Wealth Management$13504-27-2012
Douglas W. MabieRobert W. Baird & Co.William Blair & Co.$80004-25-2012
The RHY GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$35004-11-2012
William Norris, Shawn SmithRobert W. Baird & Co.Charles Schwab$64004-11-2012
Scott WoodsRobert W. Baird & Co.Wells Fargo Advisors$39004-11-2012
The Buskey McGinty GroupRobert W. Baird & Co.Wells Fargo Advisors$26504-11-2012
The Allman-Bobbie GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$15004-11-2012
Neil E. Grant, Luke HallidayRobert W. Baird & Co.Morgan Stanley Wealth Management$34312-14-2011
Daniel J. Cairns, John C. KayRobert W. Baird & Co.Wells Fargo Advisors$10012-05-2011
Philip HolbertRobert W. Baird & Co.Morgan Stanley Wealth Management$10010-28-2011
David L. LouthanRobert W. Baird & Co.Wedbush Securities$8010-21-2011
Tom ShipleyRobert W. Baird & Co.Wedbush Securities$13510-21-2011
Alexander S. CushnerRobert W. Baird & Co.Credit Suisse Wealth Services$30010-05-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.