Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Patrick Cook, Nathan Cook||Robert W. Baird & Co.||UBS Financial Services||$170||02-05-2015|
|Daniel J. Phillips||Robert W. Baird & Co.||UBS Financial Services||$105||08-12-2013|
|Richard W. Andersen, Eric R. Andersen||Robert W. Baird & Co.||UBS Financial Services||$165||08-12-2013|
|Jeffrey H. Gawelski, John "J.R." Richards, Linda Davis||Robert W. Baird & Co.||UBS Financial Services||$100||02-01-2011|
|Paul Westphal, John Ethington, Dan Gilipsky, Tyler Briggs||Robert W. Baird & Co.||UBS Financial Services||$160||06-09-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.