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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10508-12-2013
Richard W. Andersen, Eric R. AndersenRobert W. Baird & Co.UBS Financial Services$16508-12-2013
Jeffrey H. Gawelski, John "J.R." Richards, Linda DavisRobert W. Baird & Co.UBS Financial Services$10002-01-2011
Paul Westphal, John Ethington, Dan Gilipsky, Tyler BriggsRobert W. Baird & Co.UBS Financial Services$16006-09-2010

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.