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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Gerald D. Brennan, James R. Seidel, Lynn L. Kittelson | Robert W. Baird & Co. | UBS Financial Services, Northern Trust | $215 | 05-14-2013 |
| John Duguid | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $135 | 04-27-2012 |
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.