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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Matthew Fields, Tonya Nichols | Robert W. Baird & Co. | Bank of America Merrill Lynch | $170 | 06-28-2012 |
| David L. Louthan | Robert W. Baird & Co. | Wedbush Securities | $80 | 10-21-2011 |
| Tom Shipley | Robert W. Baird & Co. | Wedbush Securities | $135 | 10-21-2011 |
| Clark Robert "Rob" Nye | Robert W. Baird & Co. | Seattle Northwest Securities | $220 | 08-31-2011 |
| David Marshall, Gavin Amato | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $400 | 05-04-2011 |
Showing 1 to 5 of 5 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.