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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jim Ritchay Jr. | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $100 | 05-13-2011 |
| Jeffrey H. Gawelski, John "J.R." Richards, Linda Davis | Robert W. Baird & Co. | UBS Financial Services | $100 | 02-01-2011 |
| Paul Westphal, John Ethington, Dan Gilipsky, Tyler Briggs | Robert W. Baird & Co. | UBS Financial Services | $160 | 06-09-2010 |
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.