Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Jim Clements||Securities America||United Planners Financial Services of America||$100||12-19-2012|
|Michael Mullis||Securities America||LPL Financial||$223||11-15-2012|
|Ryan Kaufman||Securities America||Woodbury Financial Services||$150||09-06-2012|
|Bruce Lear||Securities America||First National Capital Markets||$150||05-07-2012|
|John Lindsey||Securities America||Edward Jones||$100||04-11-2012|
|David Ford||Securities America||Investment Centers of America||$70||03-07-2012|
|Tom Gahler, Gary Gahler||Securities America||Investment Centers of America||$65||03-07-2012|
|The Great Plains Financial Group||Securities America||Investment Centers of America||$350||02-24-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.