Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bob RossiSecurities AmericaFSC Securities$22502-15-2016
Felix Jones Securities AmericaLPL Financial$8009-16-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-09-2015
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-15-2015
Marcos Andujar, Kristopher Beaulieu, Neil Van ZandtSecurities AmericaWFG Investments$12004-27-2015
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10002-17-2015
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities AmericaFirst Global Capital; SagePoint Financial $13911-24-2014
John F. Donovan Securities AmericaLincoln Financial$010-31-2014
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6009-11-2014
Thomas H. CarlsonSecurities AmericaVALIC Financial Advisors$8107-28-2014
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7504-17-2014
Dana Webb, Curren WebbSecurities AmericaManarin Securities Corporation$10001-17-2014
Paul J. MerzSecurities AmericaValmark Securities$8401-02-2014
Kathy M. KeadleSecurities AmericaLincoln Financial$14011-14-2013
Wayne MaierSecurities AmericaNational Planning$41409-20-2013
Shannon J. Case, Mark J. SlatterySecurities AmericaSII Investments$13006-03-2013
Gregory C. O'DonnellSecurities AmericaFinancial Telesis$13705-14-2013
Jim ClementsSecurities AmericaUnited Planners Financial Services of America$10012-14-2012
Michael MullisSecurities AmericaLPL Financial$22311-15-2012
Ryan KaufmanSecurities AmericaWoodbury Financial Services$15008-24-2012
Bruce LearSecurities AmericaFirst National Capital Markets$15005-07-2012
John LindseySecurities AmericaEdward Jones$10004-10-2012
The Great Plains Financial GroupSecurities AmericaInvestment Centers of America$35002-24-2012
Tom Gahler, Gary GahlerSecurities AmericaInvestment Centers of America$6502-24-2012
David FordSecurities AmericaInvestment Centers of America$7002-23-2012

Showing 1 to 25 of 25 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.