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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana Webb, Curren WebbSecurities AmericaManarin Securities Corporation$10006-02-2014
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7505-30-2014
Paul J. MerzSecurities AmericaValmark Securities$8403-24-2014
Kathy M. KeadleSecurities AmericaLincoln Financial$14012-19-2013
Wayne MaierSecurities AmericaNational Planning$41409-25-2013
Gregory C. O'DonnellSecurities AmericaFinancial Telesis$13708-28-2013
Shannon J. Case, Mark J. SlatterySecurities AmericaSII Investments$13006-21-2013
Jim ClementsSecurities AmericaUnited Planners Financial Services of America$10012-19-2012
Michael MullisSecurities AmericaLPL Financial$22311-15-2012
Ryan KaufmanSecurities AmericaWoodbury Financial Services$15009-06-2012
Bruce LearSecurities AmericaFirst National Capital Markets$15005-07-2012
John LindseySecurities AmericaEdward Jones$10004-11-2012
David FordSecurities AmericaInvestment Centers of America$7003-07-2012
Tom Gahler, Gary GahlerSecurities AmericaInvestment Centers of America$6503-07-2012
The Great Plains Financial GroupSecurities AmericaInvestment Centers of America$35002-24-2012

Showing 1 to 15 of 15 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.