Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Mark Congdon, Terry Muchler, Ken Blazick||Securities Service Network||Cadaret Grant||$430||06-09-2015|
|Peter Wolk||Securities Service Network||LPL Financial||$50||08-18-2014|
|Donnel M. Dickerson||Securities Service Network||Walnut Street Securities||$100||05-15-2013|
|Frank Levy||Securities Service Network||John Hancock Financial Services||$170||02-15-2013|
|Paul Tingley||Securities Service Network||Proequities||$350||12-14-2012|
|Robert Zyzo, Irina Leuth||Securities Service Network||LPL Financial||$50||09-18-2012|
|Matthew Franklin||Securities Service Network||Raymond James||$56||06-05-2012|
|David Hilditch||Securities Service Network||Woodbury Financial Services||$68||05-30-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.