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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| William Fusco, Robert Richard | Stifel Nicolaus & Co. | Morgan Stanley Smith Barney | $150 | 08-29-2012 |
| Patricia Walsh | Stifel Nicolaus & Co. | Morgan Stanley Smith Barney | $127 | 08-29-2012 |
| Neil Hattem | Stifel Nicolaus & Co. | M.L. Stern & Co. | $250 | 08-08-2012 |
| Kenneth Fortini, Ralph E. Labriola, Nicholas J. DiMenna | Stifel Nicolaus & Co. | Wells Fargo Advisors | $108 | 08-01-2012 |
| Richard Ray | Stifel Nicolaus & Co. | Morgan Stanley Smith Barney | $77 | 08-01-2012 |
| Paul Klehr, Josh Quail | Stifel Nicolaus & Co. | Raymond James | $55 | 07-10-2012 |
| Richard Ward | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $74 | 07-10-2012 |
| Ben Palazzo, Ed Marshall III, Kay Witt | Stifel Nicolaus & Co. | Wells Fargo Advisors | $275 | 06-25-2010 |
| Donald Bernard Jr. | Stifel Nicolaus & Co. | Wells Fargo Advisors | $250 | 06-25-2010 |
| Scott Metzner, Thomas Andison | Stifel Nicolaus & Co. | A.G. Edwards & Sons | $0 | 06-10-2010 |
| Sheree Luker, Klingler, Michael Luckett, Robert Seibels III, Benjamin Walker, Richard "Pee-Wee" Kohn, Katye Delashaw | Stifel Nicolaus & Co. | Morgan Stanley Smith Barney | $800 | 05-27-2010 |
| John P. Troiano | Stifel Nicolaus & Co. | Wells Fargo Advisors | $175 | 09-05-2009 |
Showing 1 to 12 of 12 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.