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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary R. WhineryStifel Nicolaus & Co.Wedbush Securities$004-04-2014
William J. DrakeStifel Nicolaus & Co.Wells Fargo Advisors$1,00001-27-2014
Joshua M. BledsoeStifel Nicolaus & Co.Bank of America Merrill Lynch$012-20-2013
Michael J. SullivanStifel Nicolaus & Co.Bank of America Merrill Lynch$012-10-2013
Julie A. GamppStifel Nicolaus & Co.U.S. Bancorp Investments$8909-23-2013
Stephen C. KnudsonStifel Nicolaus & Co.Morgan Stanley Wealth Management$11209-03-2013
Joshua WeilandStifel Nicolaus & Co.Robert W. Baird & Co.$13808-21-2013
Mark R. Kaskey, W. Jason BeardStifel Nicolaus & Co.Janney Montgomery Scott$17808-19-2013
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17907-09-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management$007-03-2013
Marty O'ConnorStifel Nicolaus & Co.Wells Fargo Advisors$18007-02-2013
Bruce I. GouldStifel Nicolaus & Co.Morgan Stanley Wealth Management$37407-02-2013
William Fusco, Robert RichardStifel Nicolaus & Co.Morgan Stanley Wealth Management$15008-29-2012
Patricia WalshStifel Nicolaus & Co.Morgan Stanley Wealth Management$12708-29-2012
Neil HattemStifel Nicolaus & Co.M.L. Stern & Co.$25008-08-2012
Kenneth Fortini, Ralph E. Labriola, Nicholas J. DiMennaStifel Nicolaus & Co.Wells Fargo Advisors$10808-01-2012
Richard RayStifel Nicolaus & Co.Morgan Stanley Wealth Management$7708-01-2012
Paul Klehr, Josh QuailStifel Nicolaus & Co.Raymond James$5507-10-2012
Richard WardStifel Nicolaus & Co.Bank of America Merrill Lynch$7407-10-2012
Ben Palazzo, Ed Marshall III, Kay WittStifel Nicolaus & Co.Wells Fargo Advisors$27506-25-2010
Donald Bernard Jr.Stifel Nicolaus & Co.Wells Fargo Advisors$25006-25-2010
Scott Metzner, Thomas AndisonStifel Nicolaus & Co.A.G. Edwards & Sons$006-10-2010
Sheree Luker, Klingler, Michael Luckett, Robert Seibels III, Benjamin Walker, Richard "Pee-Wee" Kohn, Katye DelashawStifel Nicolaus & Co.Morgan Stanley Wealth Management$80005-27-2010
John P. TroianoStifel Nicolaus & Co.Wells Fargo Advisors$17509-05-2009

Showing 1 to 24 of 24 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.