Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Schmidt, Bradley SchmidtStifel Nicolaus & Co.Wells Fargo Advisors$14009-15-2016
Joseph Long, Brian SchneiweissStifel Nicolaus & Co.Bank of America Merrill Lynch$50009-06-2016
David Morris, Matthew WaldmanStifel Nicolaus & Co.UBS Financial Services$15008-04-2016
William Lloyd, Andrew Means, Peter WillseaStifel Nicolaus & Co.Bank of America Merrill Lynch$65507-07-2016
Herbert Buchbinder, Daniel Stolper, Mary Travis-SwansonStifel Nicolaus & Co.Wells Fargo Advisors$50005-25-2016
Henry Berg, Glen MagloffStifel Nicolaus & Co.Wells Fargo Advisors$25005-19-2016
Scott LinkStifel Nicolaus & Co.Charles Schwab$50005-19-2016
Larry Watts, Casey Knowles, Robert Thompson, Brian WilkinsonStifel Nicolaus & Co.Morgan Stanley Wealth Management$54005-12-2016
Chuck A. Roberts, Toby Mitchell, David StoneStifel Nicolaus & Co.Morgan Stanley Wealth Management$52403-16-2016
Sonny Skinner, Mark Causey, Everett Nix, Steve Hagood, Will HumberStifel Nicolaus & Co.Bank of America Merrill Lynch$37010-01-2015
David Cohen, Fredrick Bennett, Jeffrey Haiken Stifel Nicolaus & Co.Janney Montgomery Scott$28506-08-2015
Stephen Smith, Elizabeth Schrock Stifel Nicolaus & Co.Morgan Stanley Wealth Management$14705-07-2015
Kyle Grossart, Joe McGann Stifel Nicolaus & Co.Southwest Securities$15103-27-2015
Timothy Metcalf, Robert Pinto Stifel Nicolaus & Co.Wells Fargo Advisors$25501-15-2015
John M. Van DongeStifel Nicolaus & Co.Bank of America Merrill Lynch$60011-20-2014
Stephen S. Brown, James P. GoetzStifel Nicolaus & Co.Bank of America Merrill Lynch$2,50010-20-2014
James StambaughStifel Nicolaus & Co.Morgan Stanley Wealth Management$18010-02-2014
M. Greg FosterStifel Nicolaus & Co.McAdams Wright Ragen$17008-06-2014
Richard "Dick" McGalliard, John McHale, Ryan Stewart, Robert ChaninStifel Nicolaus & Co.Raymond James$49006-17-2014
Clint Weaver, Joe T. Bozarth IIIStifel Nicolaus & Co.UBS Financial Services$17005-29-2014
Paul Vidovich, Gregory Gonzales, Robert B. Mitchell, Jr., Jacqueline T. Wieland, Phillip Joyce, Michael PlanningStifel Nicolaus & Co.Wells Fargo Advisors$58605-08-2014
Kurt UzbayStifel Nicolaus & Co.Morgan Stanley Wealth Management$25005-02-2014
Todd Frediani, Larry StaterStifel Nicolaus & Co.UBS Financial Services$20004-16-2014
Gary R. WhineryStifel Nicolaus & Co.Wedbush Securities$004-01-2014
Barre McLeod Butler, Park B. Smith, Jr., W. Hampton Avant, Lucinda ShieldsStifel Nicolaus & Co.UBS Financial Services$54203-27-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.