Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
M. Greg FosterStifel Nicolaus & Co.McAdams Wright Ragen$17008-07-2014
Clint Weaver, Joe T. Bozarth IIIStifel Nicolaus & Co.UBS Financial Services$17006-25-2014
Richard "Dick" McGalliard, John McHale, Ryan Stewart, Robert ChaninStifel Nicolaus & Co.Raymond James$49006-20-2014
Paul Vidovich, Gregory Gonzales, Robert B. Mitchell, Jr., Jacqueline T. Wieland, Phillip Joyce, Michael PlanningStifel Nicolaus & Co.Wells Fargo Advisors$58606-11-2014
Barre McLeod Butler, Park B. Smith, Jr., W. Hampton Avant, Lucinda ShieldsStifel Nicolaus & Co.UBS Financial Services$54206-11-2014
Todd Frediani, Larry StaterStifel Nicolaus & Co.UBS Financial Services$20006-04-2014
Kurt UzbayStifel Nicolaus & Co.Morgan Stanley Wealth Management$25005-30-2014
Gary R. WhineryStifel Nicolaus & Co.Wedbush Securities$004-04-2014
William J. DrakeStifel Nicolaus & Co.Wells Fargo Advisors$1,00001-27-2014
Joshua M. BledsoeStifel Nicolaus & Co.Bank of America Merrill Lynch$012-20-2013
Michael J. SullivanStifel Nicolaus & Co.Bank of America Merrill Lynch$012-10-2013
Julie A. GamppStifel Nicolaus & Co.U.S. Bancorp Investments$8909-23-2013
Stephen C. KnudsonStifel Nicolaus & Co.Morgan Stanley Wealth Management$11209-03-2013
Joshua WeilandStifel Nicolaus & Co.Robert W. Baird & Co.$13808-21-2013
Mark R. Kaskey, W. Jason BeardStifel Nicolaus & Co.Janney Montgomery Scott$17808-19-2013
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17907-09-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management$007-03-2013
Marty O'ConnorStifel Nicolaus & Co.Wells Fargo Advisors$18007-02-2013
Bruce I. GouldStifel Nicolaus & Co.Morgan Stanley Wealth Management$37407-02-2013
William Fusco, Robert RichardStifel Nicolaus & Co.Morgan Stanley Wealth Management$15008-29-2012
Patricia WalshStifel Nicolaus & Co.Morgan Stanley Wealth Management$12708-29-2012
Neil HattemStifel Nicolaus & Co.M.L. Stern & Co.$25008-08-2012
Kenneth Fortini, Ralph E. Labriola, Nicholas J. DiMennaStifel Nicolaus & Co.Wells Fargo Advisors$10808-01-2012
Richard RayStifel Nicolaus & Co.Morgan Stanley Wealth Management$7708-01-2012
Paul Klehr, Josh QuailStifel Nicolaus & Co.Raymond James$5507-10-2012
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.