Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|William Fusco, Robert Richard||Stifel Nicolaus & Co.||Morgan Stanley Smith Barney||$150||08-29-2012|
|Patricia Walsh||Stifel Nicolaus & Co.||Morgan Stanley Smith Barney||$127||08-29-2012|
|Neil Hattem||Stifel Nicolaus & Co.||M.L. Stern & Co.||$250||08-08-2012|
|Kenneth Fortini, Ralph E. Labriola, Nicholas J. DiMenna||Stifel Nicolaus & Co.||Wells Fargo Advisors||$108||08-01-2012|
|Richard Ray||Stifel Nicolaus & Co.||Morgan Stanley Smith Barney||$77||08-01-2012|
|Paul Klehr, Josh Quail||Stifel Nicolaus & Co.||Raymond James||$55||07-10-2012|
|Richard Ward||Stifel Nicolaus & Co.||Bank of America Merrill Lynch||$74||07-10-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.