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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roland F. Smith, Joan SmithSummit Brokerage ServicesEagle Equities$5504-22-2015
William Diener, Andrew LennerSummit Brokerage ServicesMorgan Stanley Wealth Management$6502-20-2015
Darrach BourkeSummit Brokerage ServicesStifel Nicolaus & Co.$12112-02-2014
John R. HollandSummit Brokerage ServicesSecurities Management and Research$6011-19-2014
David H. BryanSummit Brokerage ServicesAxa Advisors$5011-12-2014
Marc G. LinskySummit Brokerage ServicesLincoln Financial$17011-04-2014
Robert BergSummit Brokerage ServicesMorgan Stanley Wealth Management$7207-28-2014
Phillip SalterSummit Brokerage ServicesLPL Financial$8406-20-2014
James W. StorySummit Brokerage ServicesFirst Midwest Securities$6504-04-2014
Gregory E. Kibler, Robert K. HassmannSummit Brokerage ServicesMML Investors Services$5902-19-2014
Brion HarrisSummit Brokerage ServicesCambridge Investment Research$22510-17-2013
Gaetan J. GagneSummit Brokerage ServicesMorgan Stanley Wealth Management$5407-23-2013
Clay HoffmanSummit Brokerage ServicesSuntrust Investment Services$8405-08-2013
Edward Rosenberg, Robert RosenbergSummit Brokerage ServicesWaddell and Reed$5004-03-2013
Jerome RepovzSummit Brokerage ServicesSecurities America$5504-03-2013
Susan Pearlman, Gregory KennedySummit Brokerage ServicesRaymond James$6010-30-2012
James BaltzersenSummit Brokerage ServicesEdward Jones$5106-29-2012
Manuel CasaresSummit Brokerage ServicesWells Fargo Advisors$5006-20-2012
Herbert Allen, IIISummit Brokerage ServicesJ.W. Cole Financial$10002-03-2012
Ian JamesSummit Brokerage ServicesRaymond James$6510-03-2011
Michael FayedSummit Brokerage ServicesCapital Guardian Wealth Management$9309-16-2011
Melissa ProffittSummit Brokerage ServicesCommerce Brokerage$5005-26-2011
John Nicolosi, Carl NicolosiSummit Brokerage ServicesCommonwealth Financial Network$10004-29-2011
Alison JankeSummit Brokerage ServicesWells Fargo Advisors$8504-15-2011
David FolinoSummit Brokerage ServicesFirst Global Capital$12404-01-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.