Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clay HoffmanSummit Brokerage ServicesSuntrust Investment Services$8405-08-2013
Edward Rosenberg, Robert RosenbergSummit Brokerage ServicesWaddell and Reed$5004-03-2013
Jerome RepovzSummit Brokerage ServicesSecurities America$5504-03-2013
Susan Pearlman, Gregory KennedySummit Brokerage ServicesRaymond James$6010-30-2012
James BaltzersenSummit Brokerage ServicesEdward Jones$5106-29-2012
Manuel CasaresSummit Brokerage ServicesWells Fargo Advisors$5006-20-2012
Herbert Allen, IIISummit Brokerage ServicesJ.W. Cole Financial$10002-03-2012
Ian JamesSummit Brokerage ServicesRaymond James$6510-03-2011
Michael FayedSummit Brokerage ServicesCapital Guardian Wealth Management$9309-16-2011
Melissa ProffittSummit Brokerage ServicesCommerce Brokerage$5005-26-2011
John Nicolosi, Carl NicolosiSummit Brokerage ServicesCommonwealth Financial Network$10004-29-2011
Alison JankeSummit Brokerage ServicesWells Fargo Advisors$8504-15-2011
David FolinoSummit Brokerage ServicesFirst Global Capital$12404-01-2011
Antony DevassySummit Brokerage ServicesQA3 Financial Services$4503-10-2011
David O'Dell, Brian O'Dell, Michael ErbeckSummit Brokerage ServicesQA3 Financial Services$8803-10-2011
Kevin O'Malley, Ronald PhillipsSummit Brokerage ServicesCadaret Grant$6001-14-2011
Michael SeguraSummit Brokerage ServicesWells Fargo Advisors$4009-01-2010
Diana PlucienkowskiSummit Brokerage ServicesRoyal Alliance$5008-19-2010
William NevittSummit Brokerage ServicesUBS Financial Services$5508-19-2010
Jon AlinSummit Brokerage ServicesRaymond James$8806-30-2010
Matthew AgeeSummit Brokerage ServicesAmeriprise Financial$3406-18-2010
William SmallSummit Brokerage ServicesLPL Financial$2506-18-2010
D. Allen BlankenshipSummit Brokerage ServicesLPL Financial$1805-11-2010
Douglas AlmeidaSummit Brokerage ServicesWells Fargo Advisors$5004-30-2010
Richard WilsonSummit Brokerage ServicesUmpqua Bank$3004-28-2010
Next Page »

Showing 1 to 25 of 43 entries

Page 1 | 2

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.