Sponsored By
Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
Results filtered by
Filters
Adviser(s)
Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Susan Pearlman, Gregory Kennedy | Summit Brokerage Services | Raymond James | $60 | 10-30-2012 |
| James Baltzersen | Summit Brokerage Services | Edward Jones | $51 | 06-29-2012 |
| Manuel Casares | Summit Brokerage Services | Wells Fargo Advisors | $50 | 06-20-2012 |
| Herbert Allen, III | Summit Brokerage Services | J.W. Cole Financial | $100 | 02-03-2012 |
Showing 1 to 4 of 4 entries
Page 1
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.