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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James E. HulburdUBS Financial ServicesBank of America Merrill Lynch$1,50011-21-2014
Steven ScaliciUBS Financial ServicesBank of America Merrill Lynch$10311-21-2014
Douglas TwohillUBS Financial ServicesBank of America Merrill Lynch$24011-21-2014
Kaylyn A. MaherUBS Financial ServicesBank of America Merrill Lynch$12009-04-2014
Steve TrimbleUBS Financial ServicesWells Fargo Advisors$20005-30-2014
Mark J. Grueninger, Benjamin C. SauerUBS Financial ServicesBank of America Merrill Lynch$002-24-2014
Michael L. Cope, William G. MarcouxUBS Financial ServicesBank of America Merrill Lynch$22501-13-2014
Courtney LiddyUBS Financial ServicesBank of America Merrill Lynch$32712-13-2013
Jay Arbetter UBS Financial ServicesBank of America Merrill Lynch$17512-10-2013
Jason Taraszki UBS Financial ServicesBank of America Merrill Lynch$10012-10-2013
Arthur W. Bartholomew IIIUBS Financial ServicesMorgan Stanley Wealth Management$20011-18-2013
M. Scott HarriesUBS Financial ServicesBank of America Merrill Lynch$50011-08-2013
David MandelUBS Financial ServicesBank of America Merrill Lynch$17511-08-2013
Christopher S. Gaal, Jeffrey C. HamiltonUBS Financial ServicesBank of America Merrill Lynch$57511-08-2013
James E. Chiate, Anthony D. GuinaneUBS Financial ServicesBank of America Merrill Lynch$50011-08-2013
James B. Axelson, Barry F. PorterUBS Financial ServicesBank of America Merrill Lynch$55011-08-2013
Mark Binder, Craig Chiate, Glenn Oratz, Scott BrownUBS Financial ServicesBank of America Merrill Lynch$3,10010-31-2013
John Reinhold, Derek ReinholdUBS Financial ServicesMorgan Stanley Wealth Management$14410-23-2013
E. Gray Smith IIIUBS Financial ServicesMorgan Stanley Wealth Management$34509-10-2013
John F. RasweilerUBS Financial ServicesMorgan Stanley Wealth Management$4,80008-21-2013
Bruce Lanser, Bernadette LanserUBS Financial ServicesMorgan Stanley Wealth Management$60008-07-2013
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$2,50008-02-2013
Frank Esposito, Matthew GreenUBS Financial ServicesJPMorgan Chase & Co.$1,20007-19-2013
Diana Freeburg, Daniel Hornblower, Paul DeRocheUBS Financial ServicesBank of America Merrill Lynch$27007-02-2013
Stephen J. FishUBS Financial ServicesHilliard Lyons$47506-05-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.