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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial ServicesMorgan Stanley Smith Barney$42311-06-2012
Tom TempleUBS Financial ServicesBank of America Merrill Lynch$20011-01-2012
Timothy J. MulroyUBS Financial ServicesMorgan Stanley Smith Barney$17510-22-2012
Myron T. BarkerUBS Financial ServicesBank of America Merrill Lynch$20008-30-2012
Mike Clancy, Brad Anderson, Steve BurchUBS Financial ServicesBank of America Merrill Lynch$15008-05-2012
Ellentuck Wealth Management GroupUBS Financial ServicesMorgan Stanley Smith Barney$34004-13-2012
The Pierce/Kyle GroupUBS Financial ServicesMorgan Stanley Smith Barney$23604-13-2012
Wright Ramage Wealth Management GroupUBS Financial ServicesMorgan Stanley Smith Barney$38004-13-2012
Palumbo, Short, D'Amato, Dixon GroupUBS Financial ServicesBank of America Merrill Lynch$75004-01-2012
Matthew Kilgroe, Peter Frantzis,Tommy KidwellUBS Financial ServicesBank of America Merrill Lynch$54003-20-2012
Larry SchnaidUBS Financial ServicesRBC Wealth ManagementN/A03-08-2012
James 'Brad' Cross, Brad VannelliUBS Financial ServicesBank of America Merrill LynchN/A03-08-2012
Steve Eubanks, Michael LappinUBS Financial ServicesBank of America Merrill Lynch$75002-07-2012
David ShorrUBS Financial ServicesMorgan Stanley Smith Barney$35502-06-2012
Baldwin, Naples, AssociatesUBS Financial ServicesBank of America Merrill Lynch$47001-27-2012

Showing 1 to 15 of 15 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.