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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Michelle R. Lavigne | Wells Fargo Advisors | UBS Financial Services | $120 | 11-20-2012 |
| Bradley Gummow | Wells Fargo Advisors | Stifel Nicolaus & Co. | $100 | 11-16-2012 |
| W. Howard Humphrey | Wells Fargo Advisors | Bank of America Merrill Lynch | $101 | 11-16-2012 |
| Robert Hart, Thomas Tonkovich | Wells Fargo Advisors | RBC Wealth Management | $107 | 11-16-2012 |
| Rich Ceffalio | Wells Fargo Advisors | UBS Financial Services | $165 | 11-16-2012 |
| Robert Shwedel, Andrea Roth | Wells Fargo Advisors | UBS Financial Services | $196 | 11-16-2012 |
| Chris Queen, Peggy Etheridge, Jason Hofnagel | Wells Fargo Advisors | Morgan Stanley Smith Barney | $206 | 11-16-2012 |
| Nancy Johnson, Susan Ellena | Wells Fargo Advisors | Morgan Stanley Smith Barney | $210 | 11-16-2012 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 11-16-2012 |
| Andrew Siegel, Nickolaus Roeschley, William Kulesh | Wells Fargo Advisors | Morgan Stanley Smith Barney | $231 | 11-16-2012 |
| Robert Evans, Walt Shinault, Richard Hastings | Wells Fargo Advisors | Bank of America Merrill Lynch | $250 | 11-16-2012 |
| David Greenleigh, Brian Luts | Wells Fargo Advisors | Morgan Stanley Smith Barney | $160 | 09-26-2012 |
| Wade C. Meeks, Curtis Coburn | Wells Fargo Advisors | Morgan Stanley Smith Barney | $130 | 09-07-2012 |
| Arlin Penner | Wells Fargo Advisors | Morgan Stanley Smith Barney | $50 | 08-23-2012 |
| Nancy K. Mellon | Wells Fargo Advisors | Morgan Stanley Smith Barney | $65 | 08-20-2012 |
| Michael Prat | Wells Fargo Advisors | Morgan Stanley Smith Barney | $251 | 08-16-2012 |
| Jeff Drowos, Bryan Drowos | Wells Fargo Advisors | Morgan Stanley Smith Barney | $198 | 08-16-2012 |
| Jimmy Burns, Judd Fleming | Wells Fargo Advisors | Morgan Stanley Smith Barney | $146 | 08-16-2012 |
| Jack Lobianco | Wells Fargo Advisors | UBS Financial Services | $109 | 08-16-2012 |
| Cynthia Colin | Wells Fargo Advisors | Morgan Stanley Smith Barney | $154 | 08-16-2012 |
| Steve Freidin | Wells Fargo Advisors | Morgan Stanley Smith Barney | $110 | 08-16-2012 |
| Lance Hubeny | Wells Fargo Advisors | Bank of America Merrill Lynch | $98 | 08-16-2012 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 08-16-2012 |
| Pil Hwang | Wells Fargo Advisors | Phillips & Co. | $120 | 08-16-2012 |
| Jayme Lemaire, Jamie Nowakowski | Wells Fargo Advisors | Citizens Bank | $96 | 08-09-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.