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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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Firm leaving
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Sid Martin, Steve Clark, Wes Kaufman | Wells Fargo Advisors | Bank of America Merrill Lynch | $689 | 03-15-2013 |
| Paul Martin, Alfred Pasaoa, Michael Rowland | Wells Fargo Advisors | Bank of America Merrill Lynch | $267 | 03-15-2013 |
| Tom Wozniak, Doug Freeman | Wells Fargo Advisors | Bank of America Merrill Lynch | $211 | 03-15-2013 |
Showing 1 to 3 of 3 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.