Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan LurieAmeriprise FinancialMorgan Stanley Wealth Management$6911-20-2017
Allen Langer, J. Fredrick Martinez, Marnie RoseRBC Wealth ManagementUBS Financial Services$23111-03-2017
Frank BrownWoodbury Financial ServicesNational Planning$34710-18-2017
Larry Lytle RBC Wealth ManagementBank of America Merrill Lynch$11510-03-2017
Sharon Barton, Jay SpectorLPL FinancialBank of America Merrill Lynch$31107-28-2017
Stephen Neff, Kim OhlerRaymond JamesBank of America Merrill Lynch$20007-27-2017
Gail Giclas Raymond JamesBank of America Merrill Lynch$37707-27-2017
Scott PilchardLPL Financial Manning & Napier Investor Services$7701-04-2017
Timothy HammondLPL Financial USAA Financial Advisors$12512-08-2016
Arthur HoffmanAmeriprise FinancialWedbush Securities$12311-18-2016
Carmen Cercone, Kyle Richardson, Thomas Lundgaard, Tyler Brilinski, James BruceKestra FinancialSII Investments$70011-15-2016
James LesniewskiLPL Financial Ameriprise Financial$6009-30-2016
Dawna Westberg-Welch Stratos Wealth PartnersJPMorgan Chase & Co.$6506-16-2016
Robert L. Jackson, Jared Roskelley, Barbara Sutton,Greg Stark, Darin Shebesta, Mike Cupell, Debra Brough, Conrad Roskelley Raymond JamesCambridge Investment Research$18006-10-2016
Dawna Westberg-WelchLPL FinancialJPMorgan Chase & Co.$6604-01-2016
Bob Rittel, Elizabeth MahoneyStratos Wealth PartnersWells Fargo Advisors$20002-10-2016
Brian Jack, Matt FigueroaPinnacle Peak AdvisorsAmeriprise Financial$20002-01-2016
Elizabeth Mahoney, Robert RittelLPL FinancialWells Fargo Advisors$18501-07-2016
Daniel WelkerWells Fargo AdvisorsUBS Financial Services$8207-10-2015
Rhonda Chavez, Michael Woods, Kevin PittsLPL FinancialWells Fargo Advisors$15006-19-2015
Rhonda Chavez, Jake Carlson, Kevin Pitts, Michael Woods Stratos Wealth PartnersWells Fargo Advisors$16006-19-2015
Juan Ley, Tiffany Callahan Wells Fargo AdvisorsMorgan Stanley Wealth Management$21402-13-2015
Brian Coughlan, Landen Lunsway, Chris Palermo, Andrew ReinhardtBeacon Pointe Wealth AdvisorsCapital Investment Counsel$50011-21-2014
Charles A. SmithAmeriprise FinancialLPL Financial$16510-17-2014
Charles "Chip" PisoniRBC Wealth ManagementBank of America Merrill Lynch$25009-15-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.