Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Fung, Matt Palleschi, John Campbell, Brian BechelliMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$82903-24-2017
Craig ParkerAmeriprise FinancialMorgan Stanley Wealth Management$13803-17-2017
Brad Levin, David TracyTriad AdvisorsCommonwealth Financial$19003-16-2017
Tu TranCrosspoint FinancialAmeriprise Financial$11003-15-2017
Christopher BatesGolden State Wealth ManagementJPMorgan Chase & Co.$12003-01-2017
Paul L. FeinsteinFirst Republic SecuritiesUBS Financial Services$45002-10-2017
David Lautz, Francisco MalfavonSnowden Lane PartnersWells Fargo Advisors$12501-23-2017
Chad CollinsKestra FinancialWells Fargo Advisors$11001-19-2017
Hank HollandFirst Republic SecuritiesBank of America Merrill Lynch$50001-17-2017
Rocky MillsGolden State Wealth ManagementMorgan Stanley Wealth Management$8001-13-2017
Suzanne LaTourRaymond JamesBank of America Merrill Lynch$10001-13-2017
Hank HollandFirst Republic SecuritiesBank of America Merrill Lynch$50001-13-2017
David Persin, Zach Persin, Ted Simos, Kim BeattyRBC Wealth ManagementBank of America Merrill Lynch$23012-09-2016
Phil MathesonLPL Financial Kestra$19512-01-2016
Scott SpragueLPL Financial Cetera$7211-30-2016
John Uriostegui, Rod NakamotoBank of America Merrill LynchJ.P. Morgan Securities LLC$35011-28-2016
Gary WarnerLPL Financial Capital Financial Services$6011-22-2016
Jay Champlain, Job Eagleson LPL Financial Ameriprise Financial$10511-21-2016
Brian Nguyen, Matthew Weaver LPL Financial Sorrento Pacific Financial$45211-15-2016
Jay ChamplainGolden State Wealth ManagementAmeriprise Financial$12011-14-2016
Mario VasquezGolden State Wealth ManagementJ.P. Morgan Securities LLC$5011-10-2016
Richard Frankel, Shawn PattRBC Wealth ManagementMorgan Stanley Wealth Management$50711-10-2016
Mario VasquezLPL Financial JPMorgan Chase & Co.$7411-08-2016
David La RueLPL Financial Edward Jones$5011-07-2016
Ryan HigginsLPL Financial Edward Jones$5211-04-2016
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Showing 1 to 25 of 391 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.