Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael HeckmanStifel Nicolaus & Co.Wells Fargo Advisors$30705-25-2018
Dan GruberStifel Nicolaus & Co.Wells Fargo Advisors$34705-18-2018
Iain Whyte, Simon Holford, Bryan MuthPurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch$80005-18-2018
Asma MahmoodStifel Nicolaus & Co.Wells Fargo Advisors$6605-17-2018
Jeremy Wenner, Adam BeardJefferiesFirst Republic Securities$50005-11-2018
Susanna Kim BrackeWells Fargo AdvisorsUBS Financial Services$21704-06-2018
Dale E. ReedBank of America Merrill LynchJPMorgan Chase & Co.$9,00002-26-2018
Adam Spiegelman, Alan SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual $35002-21-2018
Brad Frederickson, Jeff FredericksonUBS Financial ServicesWells Fargo Advisors$40002-14-2018
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
Carlton PaceRBC Wealth ManagementWells Fargo Advisors$20001-16-2018
Collin Rigler, Eric MontijoRaymond JamesRBC Wealth Management$18001-09-2018
Jeff Schottenstein, Stuart WechslerFirst Republic SecuritiesBank of America Merrill Lynch$1,50001-05-2018
John DeRosa, Deanna DeRosaRaymond JamesMorgan Stanley Wealth Management$18012-27-2017
Joel BalamLPL FinancialPrincipal Securities, Inc.$5312-18-2017
Blair HansenKMS Financial ServicesNational Planning$33012-13-2017
John HallLPL FinancialWaddell and Associates$5812-11-2017
Peter ArnoldLPL FinancialBank of America Merrill Lynch$7912-08-2017
Ryan Gallo, Michael GennaweyLPL FinancialCUSO Financial Services, L.P.$11611-30-2017
Brian WongLPL FinancialWaddell and Associates$12611-15-2017
John ZeziniLPL FinancialRoyal Alliance$5011-13-2017
Michael LanceLPL FinancialWells Fargo Advisors$6711-09-2017
Larry Prutch, Cengiz Volkan, Alan Goldstein, Neil FujitaRBC Wealth ManagementBank of America Merrill Lynch$61010-27-2017
Meisha GriffithAmeriprise FinancialCitigroup$10910-25-2017
Kent TanakaLPL FinancialAmeriprise Financial$7110-20-2017
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Showing 1 to 25 of 456 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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