Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ken Robbins, Kathy RoshayRaymond JamesD.A. Davidson & Co.$17705-17-2017
Jason WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial$22505-17-2017
Donna KaneStifel Nicolaus & Co.UBS Financial Services$10505-12-2017
Michael Miremadi, Christopher Heintz, Teresa UzetaUBS Financial ServicesBank of America Merrill Lynch$20005-05-2017
Brad Hamlin, Brad Fine, Carl PestelosJ.P. Morgan Securities LLCUBS Financial Services$40005-03-2017
Michael Jeppson, Angie DusoRaymond JamesBank of America Merrill Lynch$40005-02-2017
Gavin Lodge, Harry Lodge, Christopher NoyalisLPL Financial Securian Financial Services$10403-27-2017
Donald Fung, Matt Palleschi, John Campbell, Brian BechelliMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$82903-24-2017
Craig ParkerAmeriprise FinancialMorgan Stanley Wealth Management$13803-17-2017
Brad Levin, David TracyTriad AdvisorsCommonwealth Financial$19003-16-2017
Tu TranCrosspoint FinancialAmeriprise Financial$11003-15-2017
Christopher BatesLPL Financial J.P. Morgan Securities LLC$13503-02-2017
Carlos MendozaLPL Financial Wells Fargo Advisors$12003-02-2017
Christopher BatesGolden State Wealth ManagementJPMorgan Chase & Co.$12003-01-2017
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL Financial Cetera$50902-28-2017
Paul L. FeinsteinFirst Republic SecuritiesUBS Financial Services$45002-10-2017
Jeb Brown, Bruce WilliamsLPL Financial Blakeslee and Blakeslee Inc.$10702-03-2017
Curt BeyerLPL Financial RBC Wealth Management$9502-03-2017
Jason Horg, Sandra Horg, Devin ShaefferLPL Financial Capital Financial Services$25401-23-2017
Mitchell ReinhardtLPL Financial Capital Financial Services$24601-23-2017
David Lautz, Francisco MalfavonSnowden Lane PartnersWells Fargo Advisors$12501-23-2017
Adriane Lowe, Roy Moon, Anthony TurcotteLPL Financial MML Investors Services$15101-20-2017
Mandir NagdevLPL Financial Wells Fargo Advisors$6101-19-2017
Chad CollinsKestra FinancialWells Fargo Advisors$11001-19-2017
Hank HollandFirst Republic SecuritiesBank of America Merrill Lynch$50001-17-2017
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Showing 1 to 25 of 409 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.