Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Griffin, Mark Liley Raymond JamesWells Fargo Advisors$50505-31-2018
Ky McCarty, Brandon Brown, John EdenD.A. Davidson & Co.Bank of America Merrill Lynch$38004-20-2018
Tony BeachVoya Financial AdvisorsUMB Financial Services$9711-08-2017
Steven Higgins, Allison SchmidtLPL FinancialRaymond James$6605-26-2017
Michael ColemanLPL FinancialAmeriprise Financial$5803-02-2017
Janis Cross, Matthew West, A.J. SchultzRaymond JamesMorgan Stanley Wealth Management$14403-02-2017
Jeffery Kelly, Brian WohlnerHightower AdvisorsUBS Financial Services$16002-21-2017
Michael HolligerLPL FinancialFidelity$15012-12-2016
Jarrod BiebelRaymond JamesWells Fargo Advisors$35011-30-2016
David Graham, Sibyl Samuel LPL FinancialKey Private Bank$6011-01-2016
Tena KautzAmeriprise FinancialMSI Financial Services$7608-31-2016
James J. O'BrienAmeriprise FinancialCetera$9207-15-2016
Bradley FoosCalton & AssociatesVSR Financial Services$10007-01-2016
Jim Murray, Ryan Griego, Desiree Jara, Kimberly RitchieRBC Wealth ManagementThe Gryphon Group$23806-10-2016
Daniel EllisLPL FinancialU.S. Bancorp Investments$10005-04-2016
John Barkmeier, Claudia BarkmeierWells Fargo AdvisorsMorgan Stanley Wealth Management$15504-29-2016
Nathan Kubik, David Kubik, Craig CarnickFocus Financial PartnersCarnick & Kubik$004-01-2016
Edwin BlanchardLPL FinancialMorgan Stanley Wealth Management$6002-19-2016
Noel Culberson, Kristy TochiharaWells Fargo AdvisorsMorgan Stanley Wealth Management$18602-18-2016
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
Ron Zimmermann, Gary Peterson, Phillip DispenseRBC Wealth ManagementMorgan Stanley Wealth Management$13211-13-2015
Ross Fox, Matthew Papazian, Marti Awad, Sarah KeysDynasty Financial PartnersBank of America Merrill Lynch$70011-10-2015
Kim GiannoneRobert W. Baird & Co.Wells Fargo Advisors$10511-06-2015
Jared PowellLPL FinancialWaddell and Reed$6010-26-2015
Robert Campbell, Joe BainRaymond JamesWells Fargo Advisors$19009-29-2015
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Showing 1 to 25 of 58 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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