Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Dominello, William DominelloRBC Wealth ManagementWells Fargo Advisors Financial Network$39510-30-2017
Marty Carroll, Jennifer CarrollRaymond JamesBank of America Merrill Lynch$16010-09-2017
Chris MacPherson, Evan Gilchrest, James PolinerJanney Montgomery ScottBank of America Merrill Lynch$11808-31-2017
Paul Sheldon, Jesse SheldonAmeriprise FinancialWells Fargo Advisors Financial Network$19308-11-2017
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$9508-04-2017
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors Financial Network$9607-20-2017
Carlton AndersonJanney Montgomery ScottMassMutual Financial Group$8207-06-2017
Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan, Chris FosterDynasty Financial PartnersUBS Financial Services$8,40006-19-2017
June Strunk, Shane OJanney Montgomery ScottMorgan Stanley Wealth Management$30005-18-2017
June Strunk, Shane O'BrienJanney Montgomery ScottMorgan Stanley Wealth Management$17705-16-2017
David MossJanney Montgomery ScottWells Fargo Advisors Financial Network$9004-24-2017
Grant UlrickLPL Financial Wells Fargo Advisors$7603-31-2017
Kirk KolligianJanney Montgomery ScottBank of America Merrill Lynch$14502-23-2017
Lynn Grossman, Brian VieiraRaymond JamesWells Fargo Advisors$23012-28-2016
William Thrush, Meghan Rump Hightower AdvisorsBank of America Merrill Lynch$25010-18-2016
Ken Griffen, Paul Vaida, Royden Grimm, Barry Saluk, Jared BloxsomJanney Montgomery ScottBank of America Merrill Lynch$80010-10-2016
Sam DeGennaroSnowden Lane PartnersBank of America Merrill Lynch$18007-18-2016
Ken SarpuJanney Montgomery ScottWells Fargo Advisors$11606-16-2016
John Pasacreta, Jordan Samelson, John Rotando, Nancy Meade, Sandra Kapfer Wells Fargo AdvisorsMorgan Stanley Wealth Management$24505-02-2016
Joel Selden, Larry ScharfRaymond JamesUBS Financial Services$32004-29-2016
Robert BlanchardLPL FinancialMorgan Stanley Wealth Management$9602-19-2016
Mark SternburgLPL FinancialPeople's Securities$8511-03-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services$010-15-2015
David Sterling Bank of America Merrill LynchCredit Suisse Wealth Services$009-17-2015
Michael Nobile, Scott Hinchey, Michael McCabe, David TauberInvestacorpInvest Financial$25009-08-2015
Next Page »

Showing 1 to 25 of 73 entries

Page 1 | 2 | 3

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.