Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth P. Steinmetz, James C. JacksonJanney Montgomery ScottBank of America Merrill Lynch$12802-22-2018
David AdamsAmeriprise FinancialSagePoint Financial$8601-03-2018
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
Brian InmanLPL FinancialBank of America Merrill Lynch$5812-08-2017
Kurt SylviaJPMorgan Chase & Co.UBS Financial Services$1,20011-30-2017
Phillip MacDonald Stifel Nicolaus & Co.Bank of America Merrill Lynch$7011-20-2017
Ronald Baliton, Celeste Byers, Louis Capezza, Steve Compton, Todd Feintuch, Keith Gilmour, Peter Lowery, Tobias Meek, Carl Newton, Dennis Nolte, James ZickLPL FinancialInvest Financial$41111-16-2017
Jose Gabriel Lopez, Misael LugoAmeriprise FinancialRaymond James$12411-10-2017
Victoria RickerJanney Montgomery ScottMorgan Stanley Wealth Management$7011-02-2017
David KatzRaymond JamesAmeriprise Financial$10010-30-2017
Mark P. SullivanStifel Nicolaus & Co.Morgan Stanley Wealth Management$10510-25-2017
Marc ShachtmanHightower AdvisorsJPMorgan Chase & Co.$50010-05-2017
Fady C. MaghakJanney Montgomery ScottRaymond James$20009-22-2017
Erin Wynn Masters, Galin Wynn CristAmeriprise FinancialRaymond James$14109-22-2017
Miguel Monnichmeyer, Oscar GonzalezWells Fargo AdvisorsHSBC Private Bank$80009-18-2017
Bill PickeringProEquitiesLincoln Financial$30008-30-2017
Nicholas Dukas, Jason DukasStifel Nicolaus & Co.Wells Fargo Advisors$14008-18-2017
Mark CisselStifel Nicolaus & Co.Morgan Stanley Wealth Management$5408-17-2017
Alan BlenderAmeriprise FinancialMorgan Stanley Wealth Management$19808-11-2017
Doug Sharon, Carey BoschRBC Wealth ManagementMorgan Stanley Wealth Management$1,00007-18-2017
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
Julian Rodrigo Soto and Santiago OcampoWells Fargo AdvisorsJefferies$40007-14-2017
Bob Emerson, Sean Stevenson, Tom Eisenhuth, Bill McKeeAmeriprise FinancialMorgan Stanley Wealth Management$34107-07-2017
Scott W. Powers, Gregg Powers, Sean C. SillRaymond JamesWells Fargo Advisors$50006-26-2017
Sandy Martin, Kirsty WalkerRaymond JamesBank of America Merrill Lynch$11005-30-2017
Next Page »

Showing 1 to 25 of 285 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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