Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by
Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial $6,00008-01-2017
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL Financial Wells Fargo Advisors$35107-20-2017
Paul Lang, Emily EllisAmeriprise FinancialEdward Jones$36306-16-2017
Harry MullenLPL FinancialSuntrust Investment Services$7205-19-2017
Michael EdmondsonIndependent Advisor AllianceWells Fargo Advisors$12005-11-2017
Mark Kopkin, Scott EnglehardtStifel Nicolaus & Co.Raymond James$16005-04-2017
Robert MartinLPL FinancialSuntrust Investment Services$6704-06-2017
Edward KimPeachCapFirst Southern Securities$20004-01-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise FinancialNext Financial$20203-13-2017
Benjamin Price, William Cal Batchelor, Anson Kanoy Raymond JamesWells Fargo Advisors$20011-21-2016
Scott Bremus, Eric Hollifield, Jeffrey Kirkpatrick LPL Financial Sterne Agee$17310-14-2016
Sandy LeffCarter Terry & CoJanney Montgomery Scott$10010-07-2016
Charles MillerWells Fargo AdvisorsMorgan Stanley Wealth Management$16009-13-2016
Robert Ellis, William EllisAmeriprise FinancialCommonwealth Financial$17009-07-2016
Stephen LawandalesSecurities Service NetworkFSC Securities$20008-26-2016
Ellis Shiver, Todd ShiverLPL Financial Wells Fargo Advisors$8308-24-2016
Robert FrankLPL FinancialWells Fargo Advisors$12006-10-2016
Gray Jackson RBC Wealth ManagementMorgan Stanley Wealth Management$14005-06-2016
Grady JacksonRBC Wealth ManagementMorgan Stanley Wealth Management$14004-28-2016
Bradley TowsonLPL FinancialMorgan Stanley Wealth Management$8004-14-2016
Linda ChappellLPL FinancialEdward Jones$6001-01-2016
R. Lynette Laughter, Miller JonesCommonwealth Financial NetworkLPL Financial$11410-22-2015
Jeffrey 'Glenn' Tennyson, Thomas 'Kirt' Phillips Raymond JamesBank of America Merrill Lynch$13610-20-2015
Kirk Wilkerson, Andy LubbenLPL FinancialRonald Blue & Co.$18510-16-2015
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays$010-15-2015
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Showing 1 to 25 of 66 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.