Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey TolbertRobert W. Baird & Co.UBS Financial Services$17805-16-2017
Susan Garbarino, Brent Kalka, Craig Tower, Curtis WiedemanLPL Financial 1st Global Capital$24003-31-2017
Stephen O'HaraLPL Financial Purshe Kaplan Sterling Investments$9903-01-2017
Laura FasanLPL Financial Infinex$9302-03-2017
Stephen MaganaLPL Financial JPMorgan Chase & Co.$13012-15-2016
Curt Matlin, Andrew SchumacherCommonwealth FinancialMSI Financial Services$8512-09-2016
Gary Hency, Leland RoiderStifel Nicolaus & Co.Wells Fargo Advisors$24811-30-2016
Chris Cooke, Brian CookeNoyesWells Fargo Advisors$1,70011-21-2016
Thomas BorsellinoLPL Financial MSI Financial Services$10011-04-2016
David HeideRBC Wealth ManagementWells Fargo Advisors$50011-02-2016
James PetitprenLPL Financial BMO Harris Financial Advisors$18110-24-2016
Carla ReillyLPL Financial U.S. Bancorp Investments$5210-13-2016
William KruegerStifel Nicolaus & Co.Wells Fargo Advisors$18410-06-2016
Scott GongorekAmeriprise FinancialWells Fargo Advisors$8209-30-2016
Janice ReillyStifel Nicolaus & Co.RBC Wealth Management$9409-30-2016
Steven SwansonLPL Financial J.P. Morgan Securities LLC$23709-02-2016
David Morris, Matthew WaldmanStifel Nicolaus & Co.UBS Financial Services$15008-04-2016
Lance DahmerWaddell and AssociatesFirst Allied Securities$10707-08-2016
Douglas O'ConnellLPL FinancialFifth Third Securities$10206-30-2016
Jack CooleyAmeriprise FinancialRBC Wealth Management$7206-03-2016
Roger Veome, Thomas Morrill, Katherine WardellRaymond JamesMorgan Stanley Wealth Management$26006-02-2016
John WittWells Fargo AdvisorsUBS Financial Services$10706-01-2016
Mark MappaWoodburyMappa Wealth Management$10005-24-2016
Alan LazzaraRaymond JamesWilliam Blair & Co.$28005-23-2016
Gerardo SorianoLPL FinancialJ.P. Morgan Securities LLC$8505-20-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.