Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Schillaci, Kevin Johns, Brian WenstrupUBS Financial ServicesBank of America Merrill Lynch$33511-30-2017
Andrew Roller, H. Dewey ThompsonLPL FinancialCFD Investments, Inc.$10110-23-2017
Curtis RobertsonSecurities AmericaAurora Securities$6009-22-2017
Troy HartmanWells Fargo AdvisorsEdward Jones$9208-11-2017
William KoriathStifel Nicolaus & Co.RBC Wealth Management$6007-11-2017
Kristi Baker, Kelli Davis, Joseph Van DeusenLPL FinancialMML Investors Services$48302-23-2017
Ronald AustinLPL FinancialH.D. Vest Investment Services$10901-19-2017
Kyle MatkaitisLPL FinancialFidelity$30012-09-2016
Gary Budd, Derek Budd, Eric KieffnerCommonwealth Financial NetworkMSI Financial Services$9507-08-2016
Lisa MurrayLPL FinancialFifth Third Securities$10004-28-2016
Jack PerryLPL FinancialCity Securities Corp.$5511-24-2015
Sherri Beabout, David SharpLPL FinancialCetera$12010-23-2015
Derrick T. WellsAmeriprise FinancialEdward Jones$10307-17-2015
Farid Farhoumand, Ali Farhoumand Next FinancialH. Beck, Inc.$36212-15-2014
Daniel P. Thompson, Matt Rittenhouse, Alyson FrantzRBC Wealth ManagementBank of America Merrill Lynch$10310-28-2014
Mary Ellen BackerBank of America Merrill LynchHilliard Lyons$17208-15-2014
David Hays, Doug HughesJ.W. Cole FinancialSammons Securities$35009-17-2013
Stanley CrisciRBC Wealth ManagementRaymond James$14009-03-2013
Anthony Hobson, Jason Zajac, Dirk BrownInvestors CapitalNext Financial$6008-08-2013
Frank Esposito, Matthew GreenUBS Financial ServicesJPMorgan Chase & Co.$1,20003-07-2013
Paul TingleySecurities Service NetworkProequities$35012-14-2012
Robert G. BernardinHilliard LyonsMorgan Stanley Wealth Management$30010-19-2012
Jonathan SpaffordMorgan Stanley Wealth ManagementBank of America Merrill Lynch$14006-29-2012
James BaltzersenSummit Brokerage ServicesEdward Jones$5106-25-2012
Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek DisalvoMorgan Stanley Wealth ManagementUBS Financial Services$65004-09-2012
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Showing 1 to 25 of 27 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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