Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Wiseman, Parker WisemanAmeriprise FinancialMorgan Stanley Wealth Management$13309-14-2017
Paul Roche, Christopher BaylesRBC Wealth ManagementMorgan Stanley Wealth Management$60008-08-2017
Christine CaronaMorgan Stanley Wealth ManagementUBS Financial Services$38807-28-2017
Bob SolanoRaymond JamesMorgan Stanley Wealth Management$10006-29-2017
Thomas Burger, Jeanne HagarRaymond JamesLincoln Financial$15006-21-2017
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Paul HenryLPL FinancialCitizens Investment Services$5004-27-2017
Stephen Spector, Peter Frisch Raymond JamesWells Fargo Advisors$45004-27-2017
Beth Sweeney, Eric SweeneyRaymond JamesWells Fargo Advisors$8204-27-2017
David RumrillJ.P. Morgan Securities LLCMorgan Stanley Wealth Management$31004-20-2017
Jerry NigroDynasty Financial PartnersRobertson Stephens$30001-06-2017
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Todd DarlingAmeriprise FinancialWells Fargo Advisors$10409-30-2016
Roger Ingwersen, Todd Ingwersen, Laurie Ingwersen The Harvest Group Wealth ManagementUBS Financial Services$30009-30-2016
Matthew NeelyAmeriprise FinancialWells Fargo Advisors$7809-02-2016
Barbara Trombley, Michael TrombleyLPL Financial Fifth Third Securities$5108-08-2016
John PrattiCommonwealth FinancialMSI Financial Services$23008-01-2016
Richard CawthorneLPL Financial NYLIFE Securities$5007-01-2016
Zubair KhanLPL FinancialJ.P. Morgan Securities LLC$8006-17-2016
Dennis ClavinCommonwealth FinancialCetera$12006-01-2016
Andrew Zimmerman, Edward Nabhan, Alexander Nabhan, Megan Cooney, James McIntyre Bank of America Merrill LynchMorgan Stanley Wealth Management$1,20005-18-2016
Robert Phinney, Graham Goodwin,and Richard Byrd IIIRaymond JamesMorgan Stanley Wealth Management$33205-17-2016
Ken Moran, Richard TartariniVoya Financial AdvisorsLPL Financial$10003-14-2016
David Atallah, Mike CassaMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$002-15-2016
David N. Tinsley, George E. Vogel, Daniel C. TinsleyCommonwealth Financial NetworkMetLife Securities$22502-01-2016
Next Page »

Showing 1 to 25 of 74 entries

Page 1 | 2 | 3

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.