Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul MauroSagePoint FinancialSII Investments$77603-29-2018
Phil Closuit, Jane FitzwilliamRaymond JamesBank of America Merrill Lynch$15003-06-2018
Phillip Pierre ClosuitRaymond JamesBank of America Merrill Lynch$17001-04-2018
Paul MauroSagePoint FinancialSII Investments$65612-21-2017
Jay GordonAmeriprise FinancialMorgan Stanley Wealth Management$7311-20-2017
James BoudreauxLPL FinancialMetLife Securities$6111-15-2017
Okita SeviFirst Republic SecuritiesJPMorgan Chase & Co.$40011-03-2017
L.O. Patrick Corbett, Robert F. Mason, Daniel WarrenJPMorgan Chase & Co.Morgan Stanley Wealth Management$1,20011-02-2017
Frank Botta, Daniel McCarron, Mike CoyneJPMorgan Chase & Co.Morgan Stanley Wealth Management$1,10011-02-2017
Jeff Sherman, Arthur KarabelasFirst Republic SecuritiesJPMorgan Chase & Co.$40011-02-2017
Peter CoteLPL FinancialCetera$6110-16-2017
William Wiseman, Parker WisemanAmeriprise FinancialMorgan Stanley Wealth Management$13309-14-2017
Paul Roche, Christopher BaylesRBC Wealth ManagementMorgan Stanley Wealth Management$60008-08-2017
Christine CaronaMorgan Stanley Wealth ManagementUBS Financial Services$38807-28-2017
Bob SolanoRaymond JamesMorgan Stanley Wealth Management$10006-29-2017
Thomas Burger, Jeanne HagarRaymond JamesLincoln Financial$15006-21-2017
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Paul HenryLPL FinancialCitizens Investment Services$5004-27-2017
Stephen Spector, Peter Frisch Raymond JamesWells Fargo Advisors$45004-27-2017
Beth Sweeney, Eric SweeneyRaymond JamesWells Fargo Advisors$8204-27-2017
David RumrillJPMorgan Chase & Co.Morgan Stanley Wealth Management$31004-20-2017
Jerry NigroDynasty Financial PartnersRobertson Stephens$30001-06-2017
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Todd DarlingAmeriprise FinancialWells Fargo Advisors$10409-30-2016
Roger Ingwersen, Todd Ingwersen, Laurie Ingwersen The Harvest Group Wealth ManagementUBS Financial Services$30009-30-2016
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Showing 1 to 25 of 85 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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