Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle BenderKestra FinancialInvest Financial$24503-15-2018
Seymour SlatkinRaymond JamesWells Fargo Advisors$14003-15-2018
Daniel NewellStifel Nicolaus & Co.RBC Wealth Management$7403-01-2018
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
Greg Ostrowski, Ian Arrowsmith, Jay Sprinkel, Ryan Ansted, Shawn WalkerIndependent Financial GroupSII Investments$87501-02-2018
Mark McGrathAmeriprise FinancialStifel Nicolaus & Co.$14111-16-2017
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley Wealth Management$17510-20-2017
Elias Poe III, Elias Poe IVHarbor Investment AdvisoryMorgan Stanley Wealth Management$14509-29-2017
Paul Fox, Jennifer Winslow, Patrick Boykin, Janet MarquardtHarbor Investment AdvisoryMorgan Stanley Wealth Management$39008-07-2017
Brandt Haring, Joe SmartRBC Wealth ManagementBank of America Merrill Lynch$31806-29-2017
Shaun BlakesleeLPL FinancialPNC Investments $6206-26-2017
Michael DevincentisLPL FinancialWells Fargo Advisors$5805-26-2017
Robin Foreman, Kristina DunnProspera Financial ServicesSummit Brokerage Services$8003-27-2017
Ryan Kirby, Chris HayesSnowden Lane PartnersBank of America Merrill Lynch$45003-10-2017
Howard Gartenhaus, Matthew Zuckergood, Howard Perlroth, Bryan BeamerAmeriprise FinancialKestra Financial$16802-03-2017
Tom Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley Wealth Management$24312-14-2016
Claudette Boudreaux, Rusty DennerJanney Montgomery ScottChapin Davis$10312-07-2016
Thomas Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley Wealth Management$22512-01-2016
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
Brett Shane Bernstein, Robert KantorXML Financial GroupLPL Financial$60010-04-2016
Mark OuttenLPL FinancialM&T Securities$7009-21-2016
Dave WoolfordSnowden Lane PartnersJPMorgan Chase & Co.$35009-16-2016
Mark MahaneyLPL FinancialWells Fargo Advisors$5009-02-2016
Keith BarberisRaymond JamesUBS Financial Services$10007-20-2016
Chris GolesJanney Montgomery ScottWells Fargo Advisors$9806-23-2016
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Showing 1 to 25 of 83 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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