Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandt Haring, Joe SmartRBC Wealth ManagementBank of America Merrill Lynch$31806-29-2017
Robin Foreman, Kristina DunnProspera Financial ServicesSummit Brokerage Services$8003-27-2017
Ryan Kirby, Chris HayesSnowden Lane PartnersBank of America Merrill Lynch$45003-10-2017
Howard Gartenhaus, Matthew Zuckergood, Howard Perlroth, Bryan BeamerAmeriprise FinancialKestra Financial$16802-03-2017
Tom Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley Wealth Management$24312-14-2016
Claudette Boudreaux, Rusty DennerJanney Montgomery ScottChapin Davis$10312-07-2016
Thomas Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley Wealth Management$22512-01-2016
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
Brett Shane Bernstein, Robert KantorXML Financial GroupLPL Financial$60010-04-2016
Mark OuttenLPL Financial M&T Securities$7009-21-2016
Dave WoolfordSnowden Lane PartnersJ.P. Morgan Securities LLC$35009-16-2016
Mark MahaneyLPL Financial Wells Fargo Advisors$5009-02-2016
Keith BarberisRaymond JamesUBS Financial Services$10007-20-2016
Chris GolesJanney Montgomery ScottWells Fargo Advisors$9806-23-2016
John P. KeeneyTriad AdvisorsKeeney Financial Group $35005-17-2016
Tom W. O'Bryon IIRaymond JamesUBS Financial Services$10005-12-2016
Steven CollinsWells Fargo AdvisorsRaymond James$13202-18-2016
Amy SachsRaymond JamesMorgan Stanley Wealth Management$9102-17-2016
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial$002-17-2016
Constance Miner, Ross HamiltonRaymond JamesUBS Financial Services$20001-14-2016
Richard HopeLPL FinancialLincoln Financial$5012-16-2015
John M. Borth, David P. Brown, Paul G. UllmannSuntrust Investment ServicesUBS Financial Services$26012-04-2015
Michael GrebenLPL FinancialJ.P. Turner & Company$12008-27-2015
Alex Bryer, Keith MayoSnowden Lane PartnersBank of America Merrill Lynch$24007-28-2015
John Yetman, Adam GoddardAmeriprise FinancialMorgan Stanley Wealth Management$9606-26-2015
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Showing 1 to 25 of 72 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.