Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul NotermannAmeriprise FinancialMorgan Stanley Wealth Management$9211-20-2017
Shaun MarlineIndependent Advisor AllianceWells Fargo Advisors$5007-26-2017
Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah MasonUBS Financial ServicesRBC Wealth Management$22307-18-2017
David PetersonLPL FinancialNext Financial$5807-10-2017
Joe PecheRBC Wealth ManagementBank of America Merrill Lynch$30004-19-2017
Greg LunakRBC Wealth ManagementBank of America Merrill Lynch$16401-17-2017
Margo ClarkeAmeriprise FinancialBank of America Merrill Lynch$24501-13-2017
Scott Ellingson, James LoweLPL Financial Commonwealth Financial Network$13012-15-2016
Jack BuckleyLPL Financial Commonwealth Financial Network$12012-15-2016
Steve O'Hara, Joel FliegelWealth Enhancement GroupCLA Financial Advisors$20012-15-2016
Robert RaeAmeriprise FinancialRBC Wealth Management$10511-02-2016
Thomas PinkRBC Wealth ManagementWells Fargo Advisors$15410-26-2016
Christina Madson, Jason Priebe, Rodney PriebeLPL Financial Waddell and Associates$11010-24-2016
Nathaniel Running, Paul Burmeister, Mark Fischer, Tyler Hirth, Jonathan Rienstra, Charles TurnerLPL Financial Cetera$24808-02-2016
Larry Pohlen, Marc Terris, Michael Kasper, David Pohlen, Kathleen VaughanBank of America Merrill LynchMorgan Stanley Wealth Management$55505-23-2016
Denver GilliandHightower AdvisorsBank of America Merrill Lynch$31505-08-2016
James P. Benson IICeteraNational Planning$15003-28-2016
John ChurchWaddell and ReedCetera$7501-06-2016
Robert WithersLPL FinancialBank of America Merrill Lynch$6511-03-2015
Jim Ronn, Don Phillips, Bobby PhillipsKestra FinancialLPL Financial$15806-01-2015
Troy L. IrvineInvestors CapitalEdward Jones$8502-05-2015
Dale SchumacherLPL FinancialBaker Tilly Capital$31201-16-2015
Brooks StaplesAmeriprise FinancialU.S. Bancorp Investments$6911-28-2014
Jesse BengtsonRBC Wealth ManagementBank of America Merrill Lynch$23008-22-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5702-14-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.