Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David SafarianStifel Nicolaus & Co.Wells Fargo Advisors$11609-29-2017
Dale Von HoffmannWaddell and ReedBank of America Merrill Lynch$10406-16-2017
Robert StansberryWells Fargo AdvisorsStifel Nicolaus & Co.$12506-01-2017
Jeff Holloway, Sean Harman, Betty Wilson, Amanda Miller, Whitney ScobeeRaymond JamesWells Fargo Advisors$27505-18-2017
Ross LawrenceCeteraLPL Financial $12104-24-2017
Douglas HardinWaddell and ReedU.S. Bancorp Investments$5404-07-2017
Carol Rogers, Omar R. QureshiHightower AdvisorsLPL Financial $20003-27-2017
Louis WrayLPL Financial Edward Jones$12103-06-2017
Mark StegmannAmeriprise FinancialWells Fargo Advisors$9102-03-2017
Michael Garden, Alexandra Kurth, Craig Kurth, Herman Lall, Jared Reynolds, Christopher Wade, Carroll Wilkerson, Ryan Wilkerson LPL Financial Waddell and Reed$43001-05-2017
Bob HardcastleBerthel FisherSummit Brokerage Services$25012-12-2016
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Erin Lapidus, Jeff LapidusLPL Financial National Planning$14009-30-2016
Thomas Schmidt, Bradley SchmidtStifel Nicolaus & Co.Wells Fargo Advisors$14009-15-2016
Barbara Archer, Mark Schweiss, Karen Meers, Patty McClainHightower AdvisorsArcher Wealth Management$40006-08-2016
Herbert Buchbinder, Daniel Stolper, Mary Travis-SwansonStifel Nicolaus & Co.Wells Fargo Advisors$50005-25-2016
Scott LinkStifel Nicolaus & Co.Charles Schwab$50005-19-2016
John BezdichekLPL FinancialCetera$5005-13-2016
Christopher Coulter, Bill FerryBenjamin F. Edwards & Co.Oppenheimer$002-17-2016
Andrew DenneyLPL FinancialCambridge Investment Research$25710-29-2015
Douglas Moore, DeAnn Peter, Jackie Shupe, Joe Cricchio, Miles James, Leah Anne Brooks, Erik Handcock, Dave Reed, Jason FoxRaymond JamesCetera$45010-19-2015
James LipariUBS Financial ServicesBank of America Merrill Lynch$23009-03-2015
Raymond J. PalmerWells Fargo AdvisorsStifel Nicolaus & Co.$14803-26-2015
Charles Meyer, Elizabeth ThomasPlancorp1926 Investment Advisors$12002-24-2015
Scott Highmark, Larry ShiklesDynasty Financial PartnersMorgan Stanley Wealth Management$80002-20-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.