Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana Havens, Ryan Patterson, Delvan Mitchell Jr.Raymond JamesBank of America Merrill Lynch$30001-03-2018
Bill Evans, Terri SteeleWoodbury Financial ServicesNational Planning$9712-19-2017
David SafarianStifel Nicolaus & Co.Wells Fargo Advisors$11609-29-2017
Dale Von HoffmannWaddell and ReedBank of America Merrill Lynch$10406-16-2017
Robert StansberryWells Fargo AdvisorsStifel Nicolaus & Co.$12506-01-2017
Jeff Holloway, Sean Harman, Betty Wilson, Amanda Miller, Whitney ScobeeRaymond JamesWells Fargo Advisors$27505-18-2017
Ross LawrenceCeteraLPL Financial$12104-24-2017
Kelly Sullivan, John MoultonHightower AdvisorsWealthTrust$49304-13-2017
Douglas HardinWaddell and ReedU.S. Bancorp Investments$5404-07-2017
Carol Rogers, Omar R. QureshiHightower AdvisorsLPL Financial$20003-27-2017
Louis WrayLPL FinancialEdward Jones$12103-06-2017
Mark StegmannAmeriprise FinancialWells Fargo Advisors$9102-03-2017
Michael Garden, Alexandra Kurth, Craig Kurth, Herman Lall, Jared Reynolds, Christopher Wade, Carroll Wilkerson, Ryan Wilkerson LPL FinancialWaddell and Reed$43001-05-2017
Bob HardcastleBerthel FisherSummit Brokerage Services$25012-12-2016
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Erin Lapidus, Jeff LapidusLPL FinancialNational Planning$14009-30-2016
Thomas Schmidt, Bradley SchmidtStifel Nicolaus & Co.Wells Fargo Advisors$14009-15-2016
Barbara Archer, Mark Schweiss, Karen Meers, Patty McClainHightower AdvisorsArcher Wealth Management$40006-08-2016
Herbert Buchbinder, Daniel Stolper, Mary Travis-SwansonStifel Nicolaus & Co.Wells Fargo Advisors$50005-25-2016
Scott LinkStifel Nicolaus & Co.Charles Schwab$50005-19-2016
John BezdichekLPL FinancialCetera$5005-13-2016
Christopher Coulter, Bill FerryBenjamin F. Edwards & Co.Oppenheimer$002-17-2016
Andrew DenneyLPL FinancialCambridge Investment Research$25710-29-2015
Douglas Moore, DeAnn Peter, Jackie Shupe, Joe Cricchio, Miles James, Leah Anne Brooks, Erik Handcock, Dave Reed, Jason FoxRaymond JamesCetera$45010-19-2015
James LipariUBS Financial ServicesBank of America Merrill Lynch$23009-03-2015
Next Page »

Showing 1 to 25 of 47 entries

Page 1 | 2

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.