Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by
Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher BarbeeStifel Nicolaus & Co.Oppenheimer$6106-15-2017
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial$27506-14-2017
Jesse G. Parks, Alice S. RoyalJanney Montgomery ScottSA Stone Wealth Management$18506-13-2017
David Anderson, and George HallRaymond JamesBank of America Merrill Lynch$40004-19-2017
Lisa McIntire Shaw, Clif McIntire, Nathan Peterson, Jonathan LindnerRaymond JamesWells Fargo Advisors$23004-13-2017
John Chidwick, Ealon S. "Tripp" Thompson III, Richard B. Megorden II, Metin KurkcuRaymond JamesTriad Advisors$15004-03-2017
Bradford S. ParsonsRaymond JamesBank of America Merrill Lynch$11503-06-2017
Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown, Phil WinsteadCommonwealth FinancialAmeriprise Financial$28501-20-2017
Wayne GreenoughLPL Financial MSI Financial Services$9212-15-2016
Michael LenahanLPL Financial Suntrust Investment Services$7512-14-2016
Herbert Moody Jr.LPL Financial Capital Guardian$16012-14-2016
Jason SingletonLPL Financial Wells Fargo Advisors$5512-12-2016
Mark J. Rhoades, George Livanos, Kelly Ward.Raymond JamesMorgan Stanley Wealth Management$25012-06-2016
Steve Coggins, David R. Hartness, Chris JonesHightower AdvisorsCapital Investment Group$25010-31-2016
Terrance DonoghueLPL Financial Invest Financial$5010-04-2016
Jeffrey TalleyLPL Financial Private Client Services$10007-22-2016
Austin Booker, James FallonLPL FinancialWoodbury Financial Services$10006-24-2016
Stephen GaskinsLPL FinancialIntercarolina Financial Services, Inc.$6006-20-2016
David BolickIndependent Advisor AllianceCetera$6005-18-2016
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial$13504-14-2016
Phillip LeeIndependent Advisor AllianceWells Fargo Advisors$10004-14-2016
Peter AdcroftJanney Montgomery ScottUBS Financial Services$10303-23-2016
Sheila JamisonVoya Financial AdvisorsInvestors Capital$7902-16-2016
William B. Wellons, Jr., Scott L. Abee, James W. Forrester, John A. RobinsonRaymond JamesWells Fargo Advisors; Davenport and Company $40001-14-2016
David McMahanProspera Financial ServicesCapital Guardian$32301-12-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.