Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Greenstone, John Araneo, Margie Manning, Anita Srivastava Bank of America Merrill LynchMorgan Stanley Wealth Management$34303-23-2017
Jim Ewing, Michael ConaHightower AdvisorsBank of America Merrill Lynch$20003-13-2017
Todd Sherman, Michael Francisco, Brian Baskin, Denise Donahue, Donna Vickers, Katherine WrightRaymond JamesMorgan Stanley Wealth Management$46002-13-2017
John MaitaAmeriprise FinancialUBS Financial Services$10701-20-2017
Steven Culbert, Mark SmithRBC Wealth ManagementBank of America Merrill Lynch$14501-18-2017
Jeff PeiflyRBC Wealth ManagementMorgan Stanley Wealth Management$7301-13-2017
Robert BrowneRobert W. Baird & Co.Wells Fargo Advisors$14612-19-2016
David DePaulRBC Wealth ManagementUBS Financial Services$31212-08-2016
Jomar FernandezLPL Financial PNC Investments $6012-02-2016
Roni ChaseJanney Montgomery ScottWells Fargo Advisors$8912-01-2016
Jason Gonter, Michelle Nocito LPL Financial Ameriprise Financial$6011-29-2016
Brian HoffmanLPL Financial PNC Investments $5010-27-2016
Leo GotleibKestra FinancialLPL Financial$25010-13-2016
Darren Lehrman, Brian Marzulli, Lucille CostaRBC Wealth ManagementStifel Nicolaus & Co.$30009-30-2016
Brian Latz, John Cicillini, Kenneth Cariota Wells Fargo AdvisorsMorgan Stanley Wealth Management$42709-06-2016
Jay TaylorLPL Financial Ameriprise Financial$6009-02-2016
Steven Goldman, Lynn Fryckberg, Douglas Pires, Lulu Xu, Jordan CotterUBS Financial ServicesMorgan Stanley Wealth Management$37808-17-2016
Philip MarchettiLPL Financial PNC Investments $25008-16-2016
James LeongLPL Financial Wells Fargo Advisors$11708-09-2016
John EganHightower AdvisorsJ.M. Egan Wealth Advisors$30006-28-2016
Craig Yates, John DillonMorgan Stanley Wealth ManagementUBS Financial Services$21905-31-2016
Jeffrey AlecciUBS Financial ServicesMorgan Stanley Wealth Management$20005-26-2016
Doug Lockwood, Kenneth Roberts, Robert TendlerWells Fargo AdvisorsLPL Financial$38005-04-2016
David Giegerich, David ProvinsalLPL FinancialFirst Allied Securities$30504-26-2016
Lei Sun, Zhigang ShenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$19004-08-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.