Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cason Swinn, Daniel Toll, Tahirih TollRBC Wealth ManagementBank of America Merrill Lynch$35008-31-2017
Brian BuckleyDynasty Financial PartnersMorgan Stanley Wealth Management$60002-17-2017
Christopher LossingLPL Financial Edward Jones$5507-07-2016
Kelly SmithLPL FinancialJ.W. Cole Financial$5211-30-2015
Jin ParkBank of America Merrill LynchWells Fargo Advisors$15209-04-2015
Richard J. Bernstein Wells Fargo AdvisorsMorgan Stanley Wealth Management$42507-01-2015
William Albin, Sean Dobranich, Taina Gude, Pawel SzottWaddell and ReedMetLife Securities$8205-31-2015
Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoLPL FinancialWells Fargo Advisors$18510-15-2012
Mike PeQueen, Ned Evans, Adam ThurgoodHightower AdvisorsBank of America Merrill Lynch$34008-31-2012
Hugh Anderson, Sheila Delutri Hightower AdvisorsBank of America Merrill Lynch$45008-31-2012
Anthony ThurlowInvestors CapitalAmeriprise Financial$5507-11-2012
Ron PurvinesInvestors CapitalNational Planning$20007-01-2011
David WinchellUBS Financial ServicesBank of America Merrill Lynch$11907-09-2010
Donald Bernard Jr.Stifel Nicolaus & Co.Wells Fargo Advisors$25006-25-2010

Showing 1 to 14 of 14 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.