Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Results filtered by
Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezUBS Financial ServicesJPMorgan Chase & Co.$30,00003-23-2018
Katherine Reisfeld, Barbara BoccutoRaymond JamesWells Fargo Advisors$15003-09-2018
Richard L. BeanAmeriprise FinancialUBS Financial Services$7702-16-2018
Ryan Lambert, Cheri Amsden, Daniel Miller, James Phillips, Christopher Spratt, Mark WellsAmeriprise FinancialMML Investors Services$29402-01-2018
Stacy CliffordLPL FinancialCetera$15312-20-2017
William McLaughlin, John MurphyStifel Nicolaus & Co.Bank of America Merrill Lynch$11812-20-2017
Patrick Ferrigno, Paul Ferrigno, Gregory MireckiFSC SecuritiesSII Investments$30012-12-2017
James D. SheehanRaymond JamesUBS Financial Services$32712-12-2017
Arthur SpringerRaymond JamesBank of America Merrill Lynch$23012-08-2017
Charles Seller, Michael SalvatoreRaymond JamesMorgan Stanley Wealth Management$33012-08-2017
Christopher NolanRaymond JamesMorgan Stanley Wealth Management$13012-08-2017
Robert Walker IIILPL FinancialKey Private Bank$5112-04-2017
Adelfa Rosario, Michael DejenaBolton Global CapitalSafra Securities$31512-03-2017
Anthony BaroneAmeriprise FinancialWells Fargo Advisors$12512-01-2017
Bernie L. TownesJanney Montgomery ScottUBS Financial Services$6511-30-2017
Ken Ramos, Gary RudowStifel Nicolaus & Co.Morgan Stanley Wealth Management$32511-02-2017
Colleen O'CallaghanJPMorgan Chase & Co.Morgan Stanley Wealth Management$2,50011-02-2017
Colleen MacKenzie-DoinoJanney Montgomery ScottMorgan Stanley Wealth Management$9711-02-2017
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network$8011-01-2017
Robert S. Gilman, Robert Kushel, Jed A Morton and David StanfordJPMorgan Chase & Co.Morgan Stanley Wealth Management$1,60010-25-2017
Frederic ShibelStifel Nicolaus & Co.Morgan Stanley Wealth Management$12510-23-2017
Stuart Paris, Michael ParisCommonwealth Financial NetworkNational Planning$1,30010-16-2017
Ian DietzLPL FinancialMorgan Stanley Wealth Management$7009-08-2017
Marguerite KircherJanney Montgomery ScottWellington Sheilds$11909-08-2017
Giuseppe GigliottiWells Fargo AdvisorsCapital One$10009-05-2017
Next Page »

Showing 1 to 25 of 304 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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