Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aron SommerSecurities AmericaInvest Financial$31903-07-2018
Jeramy D. MayJanney Montgomery ScottWells Fargo Advisors$11803-01-2018
Scott Horowitz, Shelly DeLucasJanney Montgomery ScottRaymond James$10001-18-2018
Neil BaileyAmeriprise FinancialLPL Financial$18611-30-2017
Jay SlouffmanProspera Financial ServicesEdward Jones$18611-03-2017
Jack Elgin, Neven ZelichAmeriprise FinancialMid Atlantic Capital$17210-25-2017
Mathieu FairbandWaddell and ReedU.S. Bancorp Investments$7609-22-2017
Art SchlosserIndependent Advisor AllianceMassMutual Financial Group$5008-10-2017
David Prescott OsterbrockWaddell and ReedU.S. Bancorp Investments$7707-21-2017
Eric DevineLPL FinancialHuntington Investments$6307-17-2017
Jackie Kunkel, Don KunkelUBS Financial ServicesBank of America Merrill Lynch$75507-12-2017
Steve WrayRaymond JamesEdward Jones$7507-03-2017
Candace DelucaStratos Wealth PartnersWells Fargo Advisors$8706-09-2017
Joseph KuzmankoStratos Wealth PartnersHuntington Investments$5405-15-2017
Heather EttingerHightower AdvisorsWealthTrust$1,31404-13-2017
Tom HerbruckLPL FinancialKestra Financial$47104-03-2017
Paul GuerraLPL FinancialWells Fargo Advisors$7003-21-2017
C. Robert Bennett, Holly JensenProspera Financial ServicesWells Fargo Advisors$6502-27-2017
Jason Borrasso, Richard GanimLPL FinancialMetLife Securities$6002-23-2017
Anthony TrottaAmeriprise FinancialWells Fargo Advisors$6502-16-2017
Thomas DattiloAmeriprise FinancialUBS Financial Services$14702-03-2017
William Troy Neat, Jason Redpath, Steven SpaethMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60201-20-2017
Rich Lowrie, Wayne Carney, Bryan BlackburnMcDonald PartnersWells Fargo Advisors$25001-06-2017
Mark MorganLPL FinancialMoney Concepts Captial$11512-16-2016
James Jones, Steven SmetanaLPL FinancialAmeriprise Financial$6412-09-2016
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Showing 1 to 25 of 93 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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