Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul GuerraLPL Financial Wells Fargo Advisors$7003-21-2017
C. Robert Bennett, Holly JensenProspera Financial ServicesWells Fargo Advisors$6502-27-2017
Jason Borrasso, Richard GanimLPL Financial MetLife Securities$6002-23-2017
Anthony TrottaAmeriprise FinancialWells Fargo Advisors$6502-16-2017
Thomas DattiloAmeriprise FinancialUBS Financial Services$14702-03-2017
William Troy Neat, Jason Redpath, Steven SpaethMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60201-20-2017
Rich Lowrie, Wayne Carney, Bryan BlackburnMcDonald PartnersWells Fargo Advisors$25001-06-2017
Mark MorganLPL Financial Money Concepts Captial$11512-16-2016
James Jones, Steven SmetanaLPL Financial Ameriprise Financial$6412-09-2016
Joshua Anglin, Thomas Compernolle LPL Financial Ameriprise Financial$5412-08-2016
Thomas MarkellLPL Financial Wells Fargo Advisors$25010-28-2016
Michael RogersLPL Financial Fifth Third Securities$5409-02-2016
Shawn VanceLPL Financial J.P. Morgan Securities LLC$20009-01-2016
Stuart Gertman, Michael Mawby, Bruce Greenwald, Todd ResnickWe Are One SevenMorgan Stanley Wealth Management$60007-01-2016
David DitzelAmeriprise FinancialRaymond James$7206-29-2016
Henry BrightwellRaymond JamesStifel Nicolaus & Co.$7006-02-2016
Matthew TraywickLPL FinancialWesBanco Securities$6005-16-2016
Chandon Simonis, John NiermeyerLPL FinancialWells Fargo Advisors$51604-28-2016
Jeff Mossbarger, Drew Deimling, Chris MolerJanney Montgomery ScottWells Fargo Advisors$18804-20-2016
Dustin DeFrancoLPL FinancialJ.P. Morgan Securities LLC$5004-08-2016
Susan Coy-KamphLPL FinancialHuntington Investments$11212-10-2015
Nicole JervisLPL FinancialHuntington Investments$6012-09-2015
Nancy K. Leizman, Lisa KlimaRaymond JamesWells Fargo Advisors$19511-04-2015
Thomas Neess, Alan Runkel, William ThompsonLPL FinancialSterne Agee$9610-01-2015
Tom ReganHightower AdvisorsLenox Wealth Management$25009-25-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.