Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Pratt, William BakerStratos Wealth AllianceCitizens Bank$45008-30-2018
Michael Kernicky, Michael J. Kernicky, John KernickyJanney Montgomery ScottBank of America Merrill Lynch$23508-20-2018
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch$007-27-2018
Christopher ManciLPL FinancialNationwide Securities$10006-26-2018
Timothy P. Gormley, Paul M. Furlong, Kevin Keane, Kathleen ZelenkaJanney Montgomery ScottStifel Nicolaus & Co.$40006-14-2018
Leo M. Connors, Leo M. Connors Jr.Janney Montgomery ScottBank of America Merrill Lynch$13305-23-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Advisors$11305-18-2018
Taylor Ranker, Sonya RankerKestra FinancialRoyal Alliance$42004-23-2018
Peter ScudnerStifel Nicolaus & Co.Janney Montgomery Scott$29804-18-2018
Nicole SennettRaymond JamesBank of America Merrill Lynch$21603-28-2018
Michael SilvermanStifel Nicolaus & Co.Oppenheimer$10002-16-2018
David Garber, William Thompson, Jason WeberRaymond JamesWells Fargo Advisors$15001-18-2018
Eric SlussLPL FinancialAmeriprise Financial$6112-19-2017
Mark Santia, Edmund FosterRBC Wealth ManagementUBS Financial Services$36611-30-2017
Kevin J. McDermott, John G. KaneLincoln FinancialCUSO Financial Services, L.P.$36611-02-2017
Dan ShermanRBC Wealth ManagementMorgan Stanley Wealth Management$18011-02-2017
Matthew J. CramerJanney Montgomery ScottBank of America Merrill Lynch$15311-02-2017
Kevin KeithHightower AdvisorsBank of America Merrill Lynch$23010-10-2017
Laura Ahl, John Beard, Jeff Bevacqua, Kenneth Brown, Miranda Collingwood, Barbara Cummings, Jeffrey Evans, Toni Frisina, Craig Grenci, Christine Goughnour, Tanya Hoffman, Thomas Jensen, Arthur Laneve, Brian Liptak, Keith Lohm, William McCullough, Michael LPL FinancialCetera$71910-04-2017
Jeff SmithJanney Montgomery ScottMorgan Stanley Wealth Management$10009-15-2017
Edward TaylorLPL FinancialSantander Securities LLC$6409-06-2017
Bruce Georgi, Gerald BarkleyRBC Wealth ManagementWells Fargo Advisors$20508-30-2017
Christopher DavisLPL FinancialCetera$8708-24-2017
James ChiaroLPL FinancialCitizens Investment Services$5308-18-2017
Christopher FleegleLPL FinancialCetera$8008-14-2017
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Showing 1 to 25 of 139 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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