Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin J. McDermott, John G. KaneLincoln FinancialCUSO Financial Services, L.P.$36611-02-2017
Dan ShermanRBC Wealth ManagementMorgan Stanley Wealth Management$18011-02-2017
Matthew J. CramerJanney Montgomery ScottBank of America Merrill Lynch$15311-02-2017
Kevin KeithHightower AdvisorsBank of America Merrill Lynch$23010-10-2017
Jeff SmithJanney Montgomery ScottMorgan Stanley Wealth Management$10009-15-2017
Edward TaylorLPL FinancialSantander Securities LLC$6409-06-2017
Bruce Georgi, Gerald BarkleyRBC Wealth ManagementWells Fargo Advisors$20508-30-2017
Christopher DavisLPL FinancialCetera$8708-24-2017
James ChiaroLPL FinancialCitizens Investment Services$5308-18-2017
Christopher FleegleLPL FinancialCetera$8008-14-2017
Frank Collins, Kim Lee Kenawell-HoffeckerDynasty Financial PartnersBank of America Merrill Lynch$25008-01-2017
Michael DieterLPL FinancialMSI Financial Services$9407-20-2017
Thayer PotterWells Fargo AdvisorsJanney Montgomery Scott$20706-16-2017
Wolfgang HeinLPL FinancialSantander Securities LLC$6706-05-2017
John DigiacomoLPL FinancialSantander Securities LLC$8306-01-2017
Douglas Clark, Ronald Clark LPL FinancialPrincor Financial Services$16705-31-2017
Francis Haas, Matthew Hammer, Michael Lovecchio, Jason MaileLPL FinancialWFG Investments$15005-22-2017
Richard GrobmanRaymond JamesOppenheimer$42005-15-2017
Steve Victor, Lisa FourakerJanney Montgomery ScottRBC Wealth Management$8705-01-2017
Joseph SheehanJanney Montgomery ScottBank of America Merrill Lynch$10104-20-2017
Michael Krumholz, Shelia Little LPL Financial Cambridge Investment Research$12003-29-2017
Michael Krumholz, Sheila LittleIndependent Advisor AllianceCambridge Investment Research$15103-29-2017
Brian Pick, Terri Fought, Michael Bridgham, Advisor Craig, Christine EngelRaymond JamesBank of America Merrill Lynch$35003-21-2017
Timothy WeishornLPL Financial Wells Fargo Advisors$9603-13-2017
James DegaetanoLPL Financial First Command Financial$10203-06-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.