Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heath BartlettAmeriprise FinancialCommonwealth Financial Network$13511-02-2017
Nathan Sanders Voya Financial AdvisorsWells Fargo Advisors$16005-30-2017
Steve WardLPL FinancialSuntrust Investment Services$5003-30-2017
Preston CovingtonRaymond JamesWells Fargo Advisors$37502-27-2017
Donald Alderman, Robert Holt, Jamie O'Brien, Scott LaneyAmeriprise FinancialWells Fargo Advisors$50001-20-2017
Wes McKenna, Clayton Abel, Kit Leary, Christopher Mathwig, Bobby Parham.LPL FinancialNationwide Securities$17801-03-2017
Frederick ShowsLPL FinancialWaddell and Associates$5012-12-2016
Robert TempletonLPL FinancialWaddell and Associates$6007-26-2016
Jerry KoebelBerthel FisherLPL Financial$5005-23-2016
Fred QuattlebaumLPL FinancialWells Fargo Advisors$5005-06-2016
Bill Rouse, Jessica Harper, Jeffrey Burton, Steve MeyerWells Fargo AdvisorsUBS Financial Services$42603-24-2016
John Sloop Jr., John BlackLPL FinancialCetera$13509-15-2015
John Sloop, John BlackLPL FinancialCetera$13509-15-2015
Gregory MeadowsProspera Financial ServicesMorgan Stanley Wealth Management$6007-27-2015
Bryan MiseIndependent Advisor AllianceIntervest International Equities $006-12-2015
Charles Tumlin, Arthur Levin, Hall SumnerRaymond JamesWells Fargo Advisors$39005-29-2015
Jeremy Strickler, Robin ErnstWells Fargo AdvisorsRaymond James$13905-04-2015
Chip HutchisonIndependent Advisor AllianceInvest Financial$9004-21-2015
Ernie Wright, Margaret (Kate) WrightBenjamin F. Edwards & Co.Wells Fargo Advisors$006-27-2014
Jason PayneVoya Financial AdvisorsWells Fargo Advisors$6706-20-2014
Don P. Ferguson, Jr.Capital Investment Co.Voya Financial Advisors$15505-19-2014
Dan E. Wagner, Jr.Triad AdvisorsThe Investment Center$26005-19-2014
Milton SchwartzWells Fargo AdvisorsBank of America Merrill Lynch$13505-09-2014
James L. Switzer, Eric M. CobbRaymond JamesMorgan Stanley Wealth Management$18004-22-2014
Joseph H. McAuley, Jr.Robert W. Baird & Co.Wells Fargo Advisors$004-04-2014
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Showing 1 to 25 of 40 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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