Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Glasgow, Stephen Evans, Jordan Sibler, Danielle Garofolo, Frank MooreJanney Montgomery ScottAvondale Partners$16305-16-2018
Alan E. Williams, Thomas M. Hunter, Susan W. CrunkRaymond JamesWells Fargo Advisors$25011-27-2017
Phillip RogersStifel Nicolaus & Co.Wunderlich Securities$10611-20-2017
Sam Oakley, Jon Lockmiller, Brian Dixon, Taylor Francis, Beverly HerbertRaymond JamesSuntrust Investment Services$70011-08-2017
Ken WilliamsRobert W. Baird & Co.Wells Fargo Advisors$15009-18-2017
David HatcherStifel Nicolaus & Co.FSC Securities$6209-06-2017
Stephen ElderJanney Montgomery ScottHilliard Lyons$8108-17-2017
Jamie SmithJanney Montgomery ScottWells Fargo Advisors$5108-16-2017
Michael BurkeLPL FinancialSuntrust Investment Services$10506-28-2017
Joseph BuddLPL FinancialWells Fargo Advisors$7006-20-2017
John MillerWells Fargo AdvisorsUBS Financial Services$11906-01-2017
Fred BurkeRaymond JamesInvest Financial$14105-31-2017
Joshua Black Private Advisor GroupFirst Command Financial$8005-12-2017
Walter StamperRaymond JamesBank of America Merrill Lynch$14704-27-2017
Myron Mall, Edward TaylorHightower AdvisorsWealthTrust$89804-13-2017
Bruce Evans, William Pickens, John Templeton, Zack VaughnBenjamin F. Edwards & Co.Wells Fargo Advisors$46403-06-2017
Scott Douglas WilliamsLPL FinancialRaymond James$9902-24-2017
Robert EddinsLPL FinancialFTB Advisors$6312-09-2016
Michael ConatyLPL FinancialFTB Advisors$5011-01-2016
Gary Jameson Wells Fargo AdvisorsUBS Financial Services$8009-26-2016
Burton Peake JrLPL FinancialFTB Advisors$8207-29-2016
Daniel Head, Brian Dickey, Steven Witt, Barbara MillionTriad AdvisorsWells Fargo Advisors$19007-29-2016
David Jackson, Martin SpearsRaymond JamesBank of America Merrill Lynch$20005-19-2016
David WaddellFocus Financial PartnersWaddell and Associates$004-11-2016
Brandon EdwardsLPL FinancialWaddell and Associates$5001-01-2016
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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