Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Daniel, Bryan DanielAmeriprise FinancialMorgan Stanley Wealth Management$32801-12-2018
Glen D. Smith, Robert L. CaseyRaymond JamesBank of America Merrill Lynch$26212-27-2017
Lin EdwardsWells Fargo AdvisorsBank of America Merrill Lynch$13012-08-2017
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
Michael Holland, Zach NewbyUBS Financial ServicesBank of America Merrill Lynch$56811-30-2017
James ForsythLPL FinancialEdward Jones$7511-16-2017
Dennis JacksonLPL FinancialEdward Jones$13011-13-2017
Shalana D. PooleWaddell and ReedJPMorgan Chase & Co.$6611-03-2017
Paul Hendershot, Carsten FredericksonRBC Wealth ManagementMorgan Stanley Wealth Management$14011-02-2017
Wayne Green, Theresa GreenRaymond JamesMorgan Stanley Wealth Management$17009-21-2017
Ben Gordon, Laura Blair, Collin HartDynasty Financial PartnersBank of America Merrill Lynch$60008-28-2017
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
John Edgecomb Sr., John Robb Edgecomb Jr., Evette Mock-HernandezRaymond JamesBank of America Merrill Lynch$20008-22-2017
Allen SmithRBC Wealth ManagementHilltop Securities$18008-04-2017
Brian HartzellRaymond JamesBank of America Merrill Lynch$10006-30-2017
Patricia Jeannine TippinsStifel Nicolaus & Co.Wells Fargo Advisors$5606-15-2017
Marcus SelvaSnowden Lane PartnersBank of America Merrill Lynch$21006-06-2017
Cathy ReedBank of America Merrill LynchJPMorgan Chase & Co.$11305-31-2017
Cliff CosperLPL FinancialEdward Jones$6105-05-2017
Larry Barocas, Debbie UrySnowden Lane PartnersBank of America Merrill Lynch$15004-25-2017
Thomas Hughes, Bill SteeleAmeriprise FinancialWells Fargo Advisors$23903-17-2017
Mark McAdams, Steve SchwarzbachDynasty Financial PartnersUBS Financial Services$40002-23-2017
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
James WebbLPL FinancialEdward Jones$6802-23-2017
Next Page »

Showing 1 to 25 of 221 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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