Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ben Gordon, Laura Blair, Collin HartDynasty Financial PartnersBank of America Merrill Lynch$60008-28-2017
John Edgecomb Sr., John Robb Edgecomb Jr., Evette Mock-HernandezRaymond JamesBank of America Merrill Lynch$20008-22-2017
Allen SmithRBC Wealth ManagementHilltop Securities$18008-04-2017
Brian HartzellRaymond JamesBank of America Merrill Lynch$10006-30-2017
Patricia Jeannine TippinsStifel Nicolaus & Co.Wells Fargo Advisors$5606-15-2017
Marcus SelvaSnowden Lane PartnersBank of America Merrill Lynch$21006-06-2017
Cathy ReedBank of America Merrill LynchJ.P. Morgan Securities LLC$11305-31-2017
Cliff CosperLPL FinancialEdward Jones$6105-05-2017
Larry Barocas, Debbie UrySnowden Lane PartnersBank of America Merrill Lynch$15004-25-2017
Thomas Hughes, Bill SteeleAmeriprise FinancialWells Fargo Advisors$23903-17-2017
Mark McAdams, Steve SchwarzbachDynasty Financial PartnersUBS Financial Services$40002-23-2017
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
James WebbLPL Financial Edward Jones$6802-23-2017
Kirby Webb360 Wealth ManagementEdward Jones$9802-23-2017
McCall McGuireProspera Financial ServicesSummit Brokerage Services$7302-15-2017
Levi McMellianFocus Financial PartnersCFO4Life$80002-07-2017
Brian ButlerLPL Financial J.P. Morgan Securities LLC$7002-06-2017
Anthony Bui, Quan LuuLPL Financial Wells Fargo Advisors$8301-20-2017
Jason DudumKestra FinancialSignator Investors$14001-17-2017
Roger Berry, Felix Erbring, Ted GrayBank of America Merrill LynchUBS Financial Services$46601-06-2017
Naser AlzerLPL Financial Capital One$6012-12-2016
Karl GrahamLPL Financial JPMorgan Chase & Co.$6011-01-2016
Larry Silverman, Amy Legate360 Wealth ManagementLPL Financial$6511-01-2016
Robert LenertzLPL Financial JPMorgan Chase & Co.$8010-18-2016
Quincy GoudeauLPL Financial JPMorgan Chase & Co.$6610-17-2016
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Showing 1 to 25 of 211 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.