Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bill Paxton, Dave Hansen, Jack Flippin, Steve CrankCapTrust Financial AdvisorsDavidson & Garrard$70009-20-2017
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial $15008-03-2017
C. Kemper Wharton, M. Todd OneyRaymond JamesBank of America Merrill Lynch$50006-19-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15005-08-2017
Claudia Exner, Joachim ExnerLPL FinancialFirst Command Financial$19205-05-2017
Scott MathesonAmeriprise FinancialWells Fargo Advisors$7004-26-2017
David JenningsJanney Montgomery ScottBank of America Merrill Lynch$13503-23-2017
Sam Kim, Scott MannRaymond JamesWells Fargo Advisors$13803-20-2017
Brent Barth, William Morrison LPL Financial Voya Financial Advisors, Inc.$6211-16-2016
Kyle Arcand, Charlene GregoryIndependent Advisor AllianceMSI Financial Services$15011-09-2016
Mark BechtleCapitol SecuritiesWells Fargo Advisors$5011-02-2016
Jonathan PeytonLPL Financial USAA Financial Advisors$9010-26-2016
Taysha PattersonLPL Financial Edward Jones$7510-11-2016
Jake DawsonWaddell and AssociatesBank of America Merrill Lynch$14310-10-2016
Steven BrandtLPL Financial Cetera$5307-25-2016
John KnudsonAmeriprise FinancialOppenheimer$8006-15-2016
Thomas StineLPL FinancialHFI Wealth Management$5005-05-2016
Hugh Lantz, Michael GochenourJanney Montgomery ScottWells Fargo Advisors$19604-22-2016
Walter G. BouchardCommonwealth Financial NetworkLPL Financial$6002-16-2016
Christopher Cotterell, Ryan OatesLPL FinancialInfinex Investments$13101-29-2016
Anthony ArcuriLPL FinancialWells Fargo Advisors$5512-18-2015
Vic Philleo, Chris Holladay, Kim HendersonRaymond JamesWells Fargo Advisors$16009-17-2015
Ellen ClearyWells Fargo AdvisorsMorgan Stanley Wealth Management$16806-26-2015
Kevin WoodAmeriprise FinancialWells Fargo Advisors$15404-30-2015
Karen HigginsAmeriprise FinancialWells Fargo Advisors$10204-30-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.