Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Graham, Brian BissellStifel Nicolaus & Co.Wells Fargo Advisors$17008-10-2018
Aron ThompsonD.A. Davidson & Co.Bank of America Merrill Lynch$12006-19-2018
Doug Dumais, Kirt Fredericks, Kathy HaleRBC Wealth ManagementWells Fargo Advisors$17504-26-2018
Kelly WambleLPL FinancialD.A. Davidson & Co.$6010-19-2017
Peter BlackwellLPL FinancialEdward Jones$5610-09-2017
Leigh AllenLPL FinancialWedbush Securities$7610-02-2017
Scott BowmanWells Fargo AdvisorsUBS Financial Services$7209-13-2017
Henry Scott Kruse, Robert Schmidt, Jim GaudetteStifel Nicolaus & Co.Oppenheimer$34208-18-2017
Janet BirdLPL FinancialSagePoint Financial$5307-31-2017
Todd HomerLPL FinancialWaddell and Reed$9907-26-2017
Kathleen Hobart, Denise Leong, Kristin CarrRaymond JamesMorgan Stanley Wealth Management$16506-22-2017
Eric Jacobsen, Lanny NebekerCommonwealth Financial NetworkSignator Investors$15005-17-2017
Sam MaxwellExecutive Wealth GroupMorgan Stanley Wealth Management$27505-03-2017
Jon Garberg, Rebecca HellmanStifel Nicolaus & Co.Robert W. Baird & Co.$12503-14-2017
Kevin ClouseRBC Wealth ManagementMorgan Stanley Wealth Management$11001-30-2017
Jonathan HeacockLPL FinancialForesters Financial$5201-12-2017
Kyle JohnstonLPL FinancialNorthwestern Mutual $6812-13-2016
Jeffrey Lavezzi, Matthew Wahlman LPL FinancialRobert W. Baird & Co.$7411-10-2016
Alexander Brueske, Scott Brueske, Spencer BrueskeLPL FinancialWaddell and Associates$22011-07-2016
Michael AllenWells Fargo AdvisorsEdward Jones$10310-21-2016
Jason Weese, Mark Harris, Todd Kelly, Matt Bridge, Kristen Buxton, Alan Lubner, Jim Ferguson, Traci BumpusBank of America Merrill LynchMorgan Stanley Wealth Management$2,34010-07-2016
James StottlemyreLPL FinancialCetera$7506-14-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
Todd BaekLPL FinancialHSBC Private Bank$7505-23-2016
James KingLPL FinancialWaddell and Associates$8504-27-2016
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Showing 1 to 25 of 51 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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