Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff Porasik, Suzanne YdeRaymond JamesWells Fargo Advisors$40504-17-2018
James P. DunnRBC Wealth ManagementWells Fargo Advisors$25004-05-2018
Scott DownsSagePoint FinancialMML Investors Services$90003-29-2018
Mark Miehe, Matt Cuplin, Brandon Masbruch and Tony PochowskiCommonwealth Financial NetworkSII Investments$18612-01-2017
Jeffrey Lehrer, Karl SchmidtkeLPL FinancialNorthland Securities$7209-27-2017
Karl Schmidtke, Jeff LehrerIndependent Advisor AllianceNorthland Securities$7309-27-2017
Peter HeimermanIndependent Advisor AllianceWaddell and Reed$21009-26-2017
Kurt TrieboldIndependent Advisor AllianceWaddell and Reed$12009-07-2017
Todd KrempaskyWells Fargo AdvisorsRBC Wealth Management$11208-24-2017
Michael KoernerLPL FinancialH. Beck, Inc.$7008-04-2017
Marc MrugalaLPL FinancialEdward Jones$6508-04-2017
Michael Nimmo, Christian Nimmo, Rachel NimmoStifel Nicolaus & Co.UBS Financial Services$10004-28-2017
Christopher SmithLPL FinancialRobert W. Baird & Co.$6603-08-2017
Debrah OelkeAmeriprise FinancialUBS Financial Services$11901-13-2017
Timothy BlattnerLPL FinancialMetLife Securities$5601-04-2017
Robert Anderson, Michael Anderson, Laurie AndersonStifel Nicolaus & Co.Buttonwood Partners$20011-01-2016
Scott Latzke, Mark FillaAmeriprise FinancialMorgan Stanley Wealth Management$34410-07-2016
John WileyLPL FinancialEdward Jones$7009-28-2016
Kelley Donovan, Forrest RossLPL FinancialVSR Financial Services$40008-18-2016
Charles KuhtzLPL FinancialEdward Jones$7008-12-2016
Donald McCullough, John McCullough, William SparksRaymond JamesWells Fargo Advisors$22008-12-2016
Song-sil AlexanderLPL FinancialU.S. Bancorp Investments$9007-01-2016
John SelasLPL FinancialPrudential Financial$16006-24-2016
Gregory Weggeman, R. Peter Dales, Theodore Baszler, Jennifer ButtramRaymond JamesWells Fargo Advisors$22503-14-2016
Scott HusnickAmeriprise FinancialRaymond James$14311-06-2015
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Showing 1 to 25 of 49 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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