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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Steven Schultz, Scott Merrill | UBS Financial Services | Morgan Stanley Smith Barney | $320 | 04-05-2013 |
| Stephanie Greer | Bank of America Merrill Lynch | Wells Fargo Advisors | $189 | 02-14-2013 |
| Gary Stringer | Kalos Capital | FSC Securities | $102 | 12-05-2012 |
| Andrew Siegel, Nickolaus Roeschley, William Kulesh | Wells Fargo Advisors | Morgan Stanley Smith Barney | $231 | 11-16-2012 |
| Karl Rothermund | Raymond James | Morgan Stanley Smith Barney | $80 | 11-12-2012 |
| John Cartolano | Ameriprise Financial | LPL Financial | $200 | 08-23-2012 |
| John Waszolek, Eric Waszolek | Raymond James | Morgan Stanley Smith Barney | $200 | 03-27-2012 |
| John Marshall, Lynn Goldney, Dan Sickles, Sean Goldney | Financial Network Investment | LPL Financial | $150 | 03-01-2012 |
| James Pupillo | Hightower Advisors | Graystone Consulting | $2,500 | 01-23-2012 |
| Nick Abdy, Jonathan Mitchell | UBS Financial Services | Wells Fargo Advisors | $308 | 09-13-2011 |
| Matthew Meyer, Christian Stout | UBS Financial Services | Morgan Stanley Smith Barney | $133 | 07-04-2011 |
| Glenn Pahnke, Mark Ackel, Kay Kulbeth, Mona Johnson, Kerry Patel | RBC Wealth Management | Robert W. Baird & Co. | $300 | 02-25-2011 |
| Daniel Fox | RBC Wealth Management | Morgan Stanley Smith Barney | $85 | 09-20-2010 |
| Jason Braunstein | RBC Wealth Management | Morgan Stanley Smith Barney | $39 | 08-12-2010 |
| Ben Palazzo, Ed Marshall III, Kay Witt | Stifel Nicolaus & Co. | Wells Fargo Advisors | $275 | 06-25-2010 |
| Kevin S. Phillips | Financial Advisers of America | Woodbury Financial Services | $50 | 06-19-2010 |
Showing 1 to 16 of 16 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.