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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kerina GrahamStratos Wealth PartnersBank of America Merrill Lynch$008-04-2014
Bobbie Meola, Kelly Riley, Tonette EcholsStratos Wealth PartnersWells Fargo Advisors$006-30-2014
Kirk TushausLaSalle St. SecuritiesArMA Financial$6006-11-2014
Mitch Sivertson, Debbie HughesWells Fargo AdvisorsUBS Financial Services $15205-01-2014
John T. Taylor IIIIndependent Financial PartnersRoyal Alliance$11202-10-2014
Steven M. NetzelKalos CapitalMadison Avenue Securities$5501-24-2014
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20012-10-2013
Theresa E. ChacopulosMorgan Stanley Wealth ManagementWells Fargo Advisors$30210-09-2013
Joseph G. YurgecNPB Financial GroupLPL Financial$20009-19-2013
Abtin ZarrabiBank of America Merrill LynchMorgan Stanley Wealth Management$19209-05-2013
Michael A. ShermanWilliams Financial GroupWedbush Securities$8005-29-2013
Steven Schultz, Scott MerrillUBS Financial ServicesMorgan Stanley Wealth Management$32004-05-2013
Stephanie GreerBank of America Merrill LynchWells Fargo Advisors$18902-14-2013
Gary StringerKalos CapitalFSC Securities$10212-05-2012
Andrew Siegel, Nickolaus Roeschley, William Kulesh Wells Fargo AdvisorsMorgan Stanley Wealth Management$23111-16-2012
Karl Rothermund Raymond JamesMorgan Stanley Wealth Management$8011-12-2012
John CartolanoAmeriprise FinancialLPL Financial$20008-23-2012
John Waszolek, Eric WaszolekRaymond JamesMorgan Stanley Wealth Management$20003-27-2012
John Marshall, Lynn Goldney, Dan Sickles, Sean GoldneyFinancial Network InvestmentLPL Financial$15003-01-2012
James PupilloHightower AdvisorsGraystone Consulting$2,50001-23-2012
Nick Abdy, Jonathan MitchellUBS Financial ServicesWells Fargo Advisors$30809-13-2011
Matthew Meyer, Christian StoutUBS Financial ServicesMorgan Stanley Wealth Management$13307-04-2011
Glenn Pahnke, Mark Ackel, Kay Kulbeth, Mona Johnson, Kerry PatelRBC Wealth ManagementRobert W. Baird & Co.$30002-25-2011
Daniel FoxRBC Wealth ManagementMorgan Stanley Wealth Management$8509-20-2010
Jason BraunsteinRBC Wealth ManagementMorgan Stanley Wealth Management$3908-12-2010
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.