Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bob Rittel, Elizabeth MahoneyStratos Wealth PartnersWells Fargo Advisors$20002-10-2016
Daniel WelkerWells Fargo Advisors Financial NetworkUBS Financial Services$8207-10-2015
Rhonda Chavez, Michael Woods, Kevin PittsLPL FinancialWells Fargo Advisors$15006-19-2015
Rhonda Chavez, Jake Carlson, Kevin Pitts, Michael Woods Stratos Wealth PartnersWells Fargo Advisors$16006-19-2015
Juan Ley, Tiffany Callahan Wells Fargo AdvisorsMorgan Stanley Wealth Management$21402-13-2015
Brian Coughlan, Landen Lunsway, Chris Palermo, Andrew ReinhardtBeacon Pointe Wealth AdvisorsCapital Investment Counsel$50011-21-2014
Charles A. SmithAmeriprise FinancialLPL Financial$16510-17-2014
Charles "Chip" PisoniRBC Wealth ManagementBank of America Merrill Lynch$25009-15-2014
Kerina GrahamStratos Wealth PartnersBank of America Merrill Lynch$007-18-2014
Bobbie Meola, Kelly Riley, Tonette EcholsStratos Wealth PartnersWells Fargo Advisors$005-23-2014
Mitch Sivertson, Debbie HughesWells Fargo AdvisorsUBS Financial Services $15204-25-2014
Kirk TushausLaSalle St. SecuritiesArMA Financial$6003-07-2014
John T. Taylor IIIIndependent Financial PartnersRoyal Alliance$11201-28-2014
Steven M. NetzelKalos CapitalMadison Avenue Securities$5512-02-2013
Theresa E. ChacopulosMorgan Stanley Wealth ManagementWells Fargo Advisors$30210-04-2013
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20009-26-2013
Joseph G. YurgecNPB Financial GroupLPL Financial$20009-05-2013
Abtin ZarrabiBank of America Merrill LynchMorgan Stanley Wealth Management$19208-09-2013
Michael A. ShermanWilliams Financial GroupWedbush Securities$8005-24-2013
Steven Schultz, Scott MerrillUBS Financial ServicesMorgan Stanley Wealth Management$32004-03-2013
Stephanie GreerBank of America Merrill LynchWells Fargo Advisors$18901-18-2013
Gary StringerKalos CapitalFSC Securities$10211-14-2012
Andrew Siegel, Nickolaus Roeschley, William Kulesh Wells Fargo AdvisorsMorgan Stanley Wealth Management$23110-05-2012
Karl Rothermund Raymond JamesMorgan Stanley Wealth Management$8009-14-2012
John CartolanoAmeriprise FinancialLPL Financial$20008-17-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.