Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dieter RamaekersRaymond JamesMorgan Stanley Wealth Management$13209-14-2016
Kevin BarnesFirst Republic SecuritiesBank of America Merrill Lynch$36008-26-2016
Matt Petersen, Dwayne Michael, Michael Budd, Brian Gibson, Randy Gibson, Andy CarriganWells Fargo AdvisorsMorgan Stanley Wealth Management$58708-25-2016
Kenneth IbbetsonWells Fargo AdvisorsMorgan Stanley Wealth Management$10708-19-2016
Samuel NunezBolton Global CapitalBank of America Merrill Lynch$12508-19-2016
Vivian Lin, Han LinMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25008-18-2016
James H. HardingHilltop SecuritiesMorgan Stanley Wealth Management$13007-29-2016
Robert Duncan, Bradley Newman, Zachary BrevermanWells Fargo AdvisorsBank of America Merrill Lynch$40007-26-2016
Paul Neuner, Kevin McFarland, Dominic Repetti, Neelab Naibkhyl, Timothy Cronin, Damon DeLillo, Michael RozovicsRaymond JamesWells Fargo Advisors$7,00007-25-2016
Sean Richardson, Max LileAllstreet CapitalMorgan Stanley Wealth Management$15007-08-2016
Meloni Hallock, Alev LewisHightower AdvisorsAcacia Wealth Advisors$50007-06-2016
Sharon AlmeidaCalton & AssociatesVSR Financial Services$6007-01-2016
John Moore, Charlene BurkhardtIndependent Advisor AllianceNational Planning$5006-30-2016
Nadine LordIndependent Advisor AllianceNational Planning$5006-29-2016
Jaime Fukumae, Sally JermainLPL FinancialFoothill Securities$7006-27-2016
Kailen CookLPL FinancialTD Wealth Management Services$6006-22-2016
Andrew PerceleanuLPL FinancialU.S. Bancorp Investments$5006-15-2016
Darrin ConradLPL FinancialWells Fargo Advisors$8006-13-2016
George LyLPL FinancialCetera$8006-10-2016
Nicholas GoodwinLPL FinancialFidelity$17506-10-2016
Rodney Haug, Oliver DudaUBS Financial ServicesMorgan Stanley Wealth Management$60006-10-2016
Sanya MulhernRBC Wealth ManagementBank of America Merrill Lynch$15006-07-2016
Geoffrey PaulMorgan Stanley Wealth ManagementUBS Financial Services$28005-31-2016
John ParsonsLPL FinancialFoothill Securities$9705-31-2016
Mark J. RubinRaymond JamesMorgan Stanley Wealth Management$27005-31-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.