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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| John B. Lyon, Jeannette M. Dobbyn | Wells Fargo Advisors | Morgan Stanley Smith Barney | $360 | 06-17-2013 |
| Bruce T. McMillan | Wells Fargo Advisors | Bank of America Merrill Lynch | $105 | 06-17-2013 |
| Wayne C. Best | LaSalle St. Securities | Morgan Stanley Smith Barney | $75 | 06-14-2013 |
| Conrad K. Branson | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $98 | 05-23-2013 |
| Sean C. Cartin | EP Wealth Advisors | Bernstein Global Wealth Management | $0 | 05-01-2013 |
| Benjamin Porras | EP Wealth Advisors | Charles Schwab | $0 | 05-01-2013 |
| David H. Rascoe | Morgan Stanley Smith Barney | Wells Fargo Advisors | $80 | 04-25-2013 |
| Thomas J. McCann Jr. | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $200 | 04-25-2013 |
| Geoffrey Silver, Sybil Fields, Adena Smith | Wells Fargo Advisors | Morgan Stanley Smith Barney | $950 | 03-15-2013 |
| Paul Martin, Alfred Pasaoa, Michael Rowland | Wells Fargo Advisors | Bank of America Merrill Lynch | $267 | 03-15-2013 |
| Nikesh Kadakia, Jospeh Pastore, Kirk Snyder | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $0 | 02-19-2013 |
| Quoc (Jon) Pham | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $82 | 02-14-2013 |
| William Terrell | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $137 | 02-14-2013 |
| Chamberlain Group | Spire Investment Partners | N/A | $200 | 01-24-2013 |
| Scott Sprague | Cetera | United Planners Financial Services of America | $110 | 01-23-2013 |
| Jim Galante, Michael Lambrix, Jeremy Laub | Commonwealth Financial Network | SII Investments | $250 | 01-18-2013 |
| Jason Lloyd | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $125 | 12-17-2012 |
| John DiCiaccio, Leah Thomson Snell, Jon LaMothe, Luis Gonzalez | Snowden Capital Advisors | Bank of America Merrill Lynch | $500 | 11-27-2012 |
| Angelo Talebi, Artin Bandari | Royal Alliance | LPL Financial | $230 | 11-21-2012 |
| Robert Shwedel, Andrea Roth | Wells Fargo Advisors | UBS Financial Services | $196 | 11-16-2012 |
| Nancy Johnson, Susan Ellena | Wells Fargo Advisors | Morgan Stanley Smith Barney | $210 | 11-16-2012 |
| Cheryl Young | Morgan Stanley Smith Barney | Raymond James | $221 | 10-31-2012 |
| Gerber Kawasaki Wealth & Investment Management | LPL Financial | SagePoint Financial | $175 | 10-24-2012 |
| Rebecca Rothstein & Team | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $2,500 | 10-22-2012 |
| Richard Wright | Wedbush Securities | Morgan Stanley Smith Barney | $105 | 10-19-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.