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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark A. PitreFoothill SecuritiesFinancial Telesis$1,00003-23-2015
Jim MottelerAmeriprise FinancialWells Fargo Advisors$8003-20-2015
Katherine StellarGolden State Wealth ManagementMorgan Stanley Wealth Management$5303-18-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26703-18-2015
James GoetzGolden State Wealth ManagementJPMorgan Chase & Co.$5003-16-2015
Lei Peter ShenIndependent Financial GroupLPL Financial$5003-09-2015
Kelly M. MorrisIndependent Financial GroupLPL Financial$6503-09-2015
Jeffrey Katz Wells Fargo AdvisorsMorgan Stanley Wealth Management$17402-26-2015
John Sedberry, Zachary Jones Raymond JamesLPL Financial$9302-26-2015
Mark K. VienGirard SecuritiesEdward Jones$7302-18-2015
Bruce C. MunsterBank of America Merrill LynchMorgan Stanley Wealth Management$1,20002-11-2015
Hayley HigginsStratos Wealth PartnersWells Fargo Advisors$10002-11-2015
Paul Berman, Joshua RosenzweigRaymond JamesRBC Wealth Management$20002-09-2015
Brandon K. CassSagePoint FinancialCrowell, Weedon & Co.$6501-22-2015
Timothy Metcalf, Robert Pinto Stifel Nicolaus & Co.Wells Fargo Advisors$25501-22-2015
Danielle BluntRaymond JamesEdward Jones$11401-12-2015
Charles M. HaynorUnited CapitalRayner & Haynor Investment Counselors$18501-06-2015
Shahmir Moussavi Wells Fargo AdvisorsUBS Financial Services$12501-06-2015
Dennis Shapses, David CuellarWells Fargo AdvisorsMorgan Stanley Wealth Management$24001-06-2015
Douglas G. ConklinHightower AdvisorsBank of America Merrill Lynch$22501-05-2015
Conor Weir, Sophois Sokhom Retirement Benefits GroupBank of America Merrill Lynch$6001-05-2015
Robert L. BreenAmeriprise FinancialWells Fargo Advisors$6312-03-2014
Darrach BourkeSummit Brokerage ServicesStifel Nicolaus & Co.$12112-02-2014
Richard Zinman Bank of America Merrill LynchMorgan Stanley Wealth Management$10411-24-2014
James E. HulburdUBS Financial ServicesBank of America Merrill Lynch$1,50011-21-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.