Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Isaac KimGolden State Wealth ManagementMorgan Stanley Wealth Management$002-06-2016
Mark FlintBeacon Pointe Wealth AdvisorsBrandes Investment Partners$001-22-2016
Tom Prentice, Young Chung, Tricia Prentice, Stephanie BarsnessRBC Wealth ManagementBank of America Merrill Lynch$28001-20-2016
Joseph Feinberg, Tamara SteinHightower AdvisorsMorgan Stanley Wealth Management$45012-17-2015
Lou NaserDFPG InvestmentsFirst Allied Securities$40012-15-2015
Rick Leyva, Clelia Dipp, Imar RodriguezSnowden Lane PartnersBank of America Merrill Lynch$20012-04-2015
K.C. MartelGolden State Wealth ManagementJPMorgan Chase & Co.$8011-02-2015
Sandeep VarmaFSC SecuritiesLPL Financial$21910-30-2015
Joyce Thomas, Julie Shen, June HungIndependent Financial GroupVoya Financial Advisors$30010-12-2015
Chris Copps, Gordon Hassenplug, Darren Henderson, Michael Phelps, Alex Stimpson, Jon Tenney, Greg WaltersDynasty Financial PartnersBank of America Merrill Lynch$3,30009-29-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Jeff Brown, Patrick Ford, Tyler MorrisLPL FinancialWells Fargo Advisors$52509-18-2015
Thomas Gray, Christina Jesperson, Kevin Terao, Albert Scudder, Judy TapiaWells Fargo Advisors Financial NetworkTriad Advisors$11709-18-2015
David Steele, Jonathan Steele, Alexander J. Schmitz, Kevin M. Cohen, Samuel A. StephensDynasty Financial PartnersJPMorgan Chase & Co.$27509-10-2015
Jerod Wurm, Casey FryeWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$19208-25-2015
Daniela Pedley, Lauren CosulichDynasty Financial PartnersBarclays$50008-18-2015
Neel PatelLPL FinancialBank of America Merrill Lynch$7007-31-2015
Wendi Lohmar, Cathy ChaseFirst Republic SecuritiesCredit Suisse Wealth Services$51007-31-2015
Clare HiattAmeriprise FinancialWells Fargo Advisors$5407-24-2015
Richard BarberAmeriprise FinancialWells Fargo Advisors$6307-24-2015
David OdomAmeriprise FinancialWells Fargo Advisors$10707-24-2015
Glenn KenesAmeriprise FinancialWells Fargo Advisors$19007-24-2015
John CordeiroLPL FinancialWaddell and Reed$22007-23-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays$007-10-2015
Stephen Maguire, John-Paul Stornetta, Edward SilvaCommonwealth Financial NetworkJHS Capital Advisors$52507-09-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.