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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Laverty, Carol PipitoneCalton & AssociatesOppenheimer$9004-24-2014
Morrie SymsonNFP Advisor Services GroupUBS Financial Services$004-10-2014
David MizrahiNFP Advisor Services GroupWells Fargo Advisors$004-10-2014
Michael A. RosenthalRetirement Benefits GroupLPL Financial$003-20-2014
Nick Salvetti, A.J. Salvetti IIIRaymond JamesBank of America Merrill Lynch$21003-19-2014
Francis RocheRobert W. Baird & Co.RBC Wealth Management$003-18-2014
Barry D. MasciWells Fargo AdvisorsMorgan Stanley Wealth Management$9003-18-2014
Joanne Astle, Nick Astle, Mike Astle Raymond JamesBank of America Merrill Lynch$20003-12-2014
Charles F. FowlerAtlantic TrustAltegris Investments$003-10-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan Stanley Wealth ManagementWells Fargo Advisors$26403-03-2014
Mark J. Grueninger, Benjamin C. SauerUBS Financial ServicesBank of America Merrill Lynch$002-24-2014
Yi Ping ChouNPB Financial GroupInvestacorp$1,00002-12-2014
Vance BoucherGirard SecuritiesCommonwealth Financial Network$5502-04-2014
Lee B. JonesStratos Wealth PartnersUnionbanc Investment Services$001-30-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-22-2014
Rodney A. SimmsGradient Capital AdvisorsAmeriprise Financial$18001-22-2014
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$5,50001-20-2014
Mark S. RothsteinIndependent Financial GroupPurshe Kaplan Sterling Investments$15001-17-2014
Jeffrey KlingerBank of America Merrill LynchCredit Suisse Wealth Services$012-16-2013
Courtney LiddyUBS Financial ServicesBank of America Merrill Lynch$32712-13-2013
Julie LinAmeriprise FinancialUBS Financial Services$5012-02-2013
James CarterAmeriprise FinancialUBS Financial Services$13012-02-2013
Andrew Jacobson, Shawn Hare, Gregory HoelzelWells Fargo AdvisorsMorgan Stanley Wealth Management$18511-26-2013
M. Scott HarriesUBS Financial ServicesBank of America Merrill Lynch$50011-08-2013
David MandelUBS Financial ServicesBank of America Merrill Lynch$17511-08-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.