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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerod Wurm, Casey FryeWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$19208-27-2015
Wendi Lohmar, Cathy ChaseFirst Republic SecuritiesCredit Suisse Wealth Services$51008-27-2015
John CordeiroLPL FinancialWaddell and Reed$22008-24-2015
Gary Amaral UBS Financial ServicesBank of America Merrill Lynch$33008-05-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays$007-28-2015
Stephen Maguire, John-Paul Stornetta, Edward SilvaCommonwealth Financial NetworkJHS Capital Advisors$52507-09-2015
Sandra Y. ChoGolden State Wealth ManagementJPMorgan Chase & Co.$18006-30-2015
V. John Threlkeld, John Saylor, Charles Presti, Milton Guzman, Jon LeeLPL FinancialFirst Allied Securities$20506-25-2015
James 'Eric' Maxwell, Kaitlyn 'Katy' RathRaymond JamesMorgan Stanley Wealth Management$7506-17-2015
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30006-02-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5506-01-2015
Stephen Smith, Elizabeth Schrock Stifel Nicolaus & Co.Morgan Stanley Wealth Management$14705-14-2015
Steven KouryWaddell and ReedJPMorgan Chase & Co.$6005-12-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$1,30005-08-2015
James MottelerAmeriprise FinancialWells Fargo Advisors$7105-05-2015
Shannon Bennett, Vicki GrayRaymond JamesMorgan Stanley Wealth Management$14005-04-2015
Kyle Grossart, Joe McGann Stifel Nicolaus & Co.Southwest Securities$15104-02-2015
Daniel Avan, Alan ShapiroWells Fargo AdvisorsMorgan Stanley Wealth Management$19904-01-2015
Matthew J. McDowellMorgan Stanley Wealth ManagementWells Fargo Advisors$5303-30-2015
Mark A. PitreFoothill SecuritiesFinancial Telesis$1,00003-23-2015
Jim MottelerAmeriprise FinancialWells Fargo Advisors$8003-20-2015
Katherine StellarGolden State Wealth ManagementMorgan Stanley Wealth Management$5303-18-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26703-18-2015
James GoetzGolden State Wealth ManagementJPMorgan Chase & Co.$5003-16-2015
Lei Peter ShenIndependent Financial GroupLPL Financial$5003-09-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.