Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Volz, William Hargrove, Anne NorrisWells Fargo AdvisorsBank of America Merrill Lynch$20505-23-2016
Matthew SchradyAmeriprise FinancialMorgan Stanley Wealth Management$11705-06-2016
Bill AustinAmeriprise FinancialWells Fargo Advisors$10905-02-2016
David BennetteProspera Financial ServicesWells Fargo Advisors$5005-01-2016
Scott UffelmanBank of America Merrill LynchMorgan Stanley Wealth Management$18504-18-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Fredric JurmuGolden State Wealth ManagementWells Fargo Advisors$5503-31-2016
Howard WenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$17903-31-2016
Jim MurrayWells Fargo AdvisorsU.S. Trust Bank of America Private Wealth Management$66303-18-2016
Paul Rand, Joel Rand, Sarah MinakaryHightower AdvisorsMorgan Stanley Wealth Management$20003-18-2016
Richard NakawataseLPL FinancialFirst Allied Securities$5003-14-2016
Jason DiazGolden State Wealth ManagementWells Fargo Advisors$6003-07-2016
Elizabeth SkillmanLPL FinancialTD Wealth Management Services$45303-04-2016
Michael SchipperRBC Wealth ManagementRaymond James$002-19-2016
Shahab MoradianWells Fargo AdvisorsMorgan Stanley Wealth Management$5002-18-2016
Allyson TrantumLPL FinancialEdward Jones$6002-12-2016
Isaac KimGolden State Wealth ManagementMorgan Stanley Wealth Management$002-06-2016
Jacob ChaparroLPL FinancialTD Wealth Management Services$50501-27-2016
Beth Scanlan, Carol Abraham, Calvin FongMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$37501-27-2016
Mark FlintBeacon Pointe Wealth AdvisorsBrandes Investment Partners$001-22-2016
Tom Prentice, Young Chung, Tricia Prentice, Stephanie BarsnessRBC Wealth ManagementBank of America Merrill Lynch$28001-20-2016
Peter BellLPL FinancialStifel Nicolaus & Co.$5001-11-2016
Paul DuncanLPL FinancialSecurities America$10501-11-2016
Gregory Van KesterenLPL FinancialRBC Wealth Management$6001-08-2016
Nasser AhmadLPL FinancialFidelity$9001-07-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.