Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Uriostegui, Rod NakamotoBank of America Merrill LynchJ.P. Morgan Securities LLC$35011-28-2016
Jay ChamplainGolden State Wealth ManagementAmeriprise Financial$12011-14-2016
Mario VasquezGolden State Wealth ManagementJ.P. Morgan Securities LLC$5011-10-2016
Richard Frankel, Shawn PattRBC Wealth ManagementMorgan Stanley Wealth Management$50711-10-2016
Ryan HigginsLPL Financial Edward Jones$7511-04-2016
Joseph MamerStifel Nicolaus & Co.RBC Wealth Management$9610-27-2016
Jason RudolphStifel Nicolaus & Co.Morgan Stanley Wealth Management$8410-21-2016
Trevor BrightLPL Financial Fidelity$17709-29-2016
Eric DemarcusLPL Financial Wells Fargo Advisors$8509-29-2016
Andrea Klipfel, Kevin KlipfelLPL Financial Wells Fargo Advisors$7509-28-2016
Dieter RamaekersRaymond JamesMorgan Stanley Wealth Management$13209-14-2016
Kevin BarnesFirst Republic SecuritiesBank of America Merrill Lynch$36008-26-2016
Matt Petersen, Dwayne Michael, Michael Budd, Brian Gibson, Randy Gibson, Andy CarriganWells Fargo AdvisorsMorgan Stanley Wealth Management$58708-25-2016
Suthipong ChitrathornLPL Financial National Planning$5508-23-2016
Kenneth IbbetsonWells Fargo AdvisorsMorgan Stanley Wealth Management$10708-19-2016
Samuel NunezBolton Global CapitalBank of America Merrill Lynch$12508-19-2016
Vivian Lin, Han LinMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25008-18-2016
Jeffrey Roodman, Christopher SmallLPL Financial J.P. Morgan Securities LLC$15508-05-2016
Jim Puplava, Paul Horn, Christopher Puplava, Robert Bernard, Ryan PuplavaLPL FinancialPuplava Financial Services$39608-01-2016
Joseph AzzopardiLPL Financial J.P. Morgan Securities LLC$5007-29-2016
James H. HardingHilltop SecuritiesMorgan Stanley Wealth Management$13007-29-2016
Robert Duncan, Bradley Newman, Zachary BrevermanWells Fargo AdvisorsBank of America Merrill Lynch$40007-26-2016
Paul Neuner, Kevin McFarland, Dominic Repetti, Neelab Naibkhyl, Timothy Cronin, Damon DeLillo, Michael RozovicsRaymond JamesWells Fargo Advisors$7,00007-25-2016
Melissa GrudinLPL Financial TIAA-CREF$5907-13-2016
Sean Richardson, Max LileAllstreet CapitalMorgan Stanley Wealth Management$15007-08-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.