Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Duncan, Bradley Newman, Zachary BrevermanWells Fargo AdvisorsBank of America Merrill Lynch$40007-26-2016
Paul Neuner, Kevin McFarland, Dominic Repetti, Neelab Naibkhyl, Timothy Cronin, Damon DeLillo, Michael RozovicsRaymond JamesWells Fargo Advisors$7,00007-25-2016
Sean Richardson, Max LileAllstreet CapitalMorgan Stanley Wealth Management$15007-08-2016
Meloni Hallock, Alev LewisHightower AdvisorsAcacia Wealth Advisors$50007-06-2016
Sharon AlmeidaCalton & AssociatesVSR Financial Services$6007-01-2016
John Moore, Charlene BurkhardtIndependent Advisor AllianceNational Planning$5006-30-2016
Nadine LordIndependent Advisor AllianceNational Planning$5006-29-2016
Jaime Fukumae, Sally JermainLPL FinancialFoothill Securities$7006-27-2016
Kailen CookLPL FinancialTD Wealth Management Services$6006-22-2016
Andrew PerceleanuLPL FinancialU.S. Bancorp Investments$5006-15-2016
Darrin ConradLPL FinancialWells Fargo Advisors$8006-13-2016
George LyLPL FinancialCetera$8006-10-2016
Nicholas GoodwinLPL FinancialFidelity$17506-10-2016
Sanya MulhernRBC Wealth ManagementBank of America Merrill Lynch$15006-07-2016
John ParsonsLPL FinancialFoothill Securities$9705-31-2016
Mark J. RubinRaymond JamesMorgan Stanley Wealth Management$27005-31-2016
Geoffrey PaulMorgan Stanley Wealth ManagementUBS Financial Services$28005-31-2016
Joseph Volz, William Hargrove, Anne NorrisWells Fargo AdvisorsBank of America Merrill Lynch$20505-23-2016
James ParentiLPL FinancialProtected Investors of America$13005-16-2016
Thomas SandkampLPL FinancialWells Fargo Advisors$6005-12-2016
Matthew SchradyAmeriprise FinancialMorgan Stanley Wealth Management$11705-06-2016
Bill AustinAmeriprise FinancialWells Fargo Advisors$10905-02-2016
David BennetteProspera Financial ServicesWells Fargo Advisors$5005-01-2016
Terry BaileyLPL FinancialWells Fargo Advisors$6004-28-2016
Ashley CurielLPL FinancialCUSO Financial Services, L.P.$5404-21-2016
Next Page »

Showing 1 to 25 of 336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.