Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott UffelmanBank of America Merrill LynchMorgan Stanley Wealth Management$18504-18-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Howard WenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$17903-31-2016
Jim MurrayWells Fargo AdvisorsU.S. Trust Bank of America Private Wealth Management$66303-18-2016
Paul Rand, Joel Rand, Sarah MinakaryHightower AdvisorsMorgan Stanley Wealth Management$20003-18-2016
Jason DiazGolden State Wealth ManagementWells Fargo Advisors$6003-07-2016
Michael SchipperRBC Wealth ManagementRaymond James$002-19-2016
Shahab MoradianWells Fargo AdvisorsMorgan Stanley Wealth Management$5002-18-2016
Isaac KimGolden State Wealth ManagementMorgan Stanley Wealth Management$002-06-2016
Beth Scanlan, Carol Abraham, Calvin FongMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$37501-27-2016
Mark FlintBeacon Pointe Wealth AdvisorsBrandes Investment Partners$001-22-2016
Tom Prentice, Young Chung, Tricia Prentice, Stephanie BarsnessRBC Wealth ManagementBank of America Merrill Lynch$28001-20-2016
Joseph Feinberg, Tamara SteinHightower AdvisorsMorgan Stanley Wealth Management$45012-17-2015
Lou NaserDFPG InvestmentsFirst Allied Securities$40012-15-2015
Rick Leyva, Clelia Dipp, Imar RodriguezSnowden Lane PartnersBank of America Merrill Lynch$20012-04-2015
Michael NapoliLPL FinancialWells Fargo Advisors$7011-30-2015
Nathan WhiteLPL FinancialM Holdings Securities$40011-18-2015
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
Keith MartelLPL FinancialJPMorgan Chase & Co.$9411-02-2015
K.C. MartelGolden State Wealth ManagementJPMorgan Chase & Co.$8011-02-2015
Sandeep VarmaFSC SecuritiesLPL Financial$21910-30-2015
Robert LeachLPL FinancialWells Fargo Advisors$9010-16-2015
Joyce Thomas, Julie Shen, June HungIndependent Financial GroupVoya Financial Advisors$30010-12-2015
Susanne ZitoLPL FinancialJPMorgan Chase & Co.$7010-01-2015
Chris Copps, Gordon Hassenplug, Darren Henderson, Michael Phelps, Alex Stimpson, Jon Tenney, Greg WaltersDynasty Financial PartnersBank of America Merrill Lynch$3,30009-29-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.