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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracy A. ChanMorgan Stanley Wealth ManagementWells Fargo Advisors$5009-16-2014
Antonio J.P. Morgan Securities LLCWells Fargo Advisors$009-11-2014
Kate Lunn, Elise KausenWells Fargo AdvisorsUBS Financial Services$14109-09-2014
Bruce Lin, Michael Hartmeyer, Patrick Chan Wells Fargo AdvisorsBank of America Merrill Lynch$14209-09-2014
Robert Rotstan, James ValeWells Fargo AdvisorsUBS Financial Services$9509-09-2014
Jose Moreno, Michael Dye, Oliver CervantesWells Fargo AdvisorsUBS Financial Services$47909-09-2014
Teresa HarmonWells Fargo AdvisorsUBS Financial Services$24409-09-2014
Erik SimmonsCalton & AssociatesU.S. Bancorp Investments$5009-09-2014
Sean Burr, John BrantJ.W. Cole FinancialJ.P. Turner & Company$10009-09-2014
Kaylyn A. MaherUBS Financial ServicesBank of America Merrill Lynch$12009-04-2014
Travis Barr, Marco CisnerosWells Fargo AdvisorsBank of America Merrill Lynch$22708-27-2014
Barry SternRaymond JamesUBS Financial Services$10708-14-2014
Benjamin W. WongCommonwealth Financial NetworkFinancial Telesis$70008-14-2014
Steven T. Lundgren, Phillip HurnerWells Fargo AdvisorsMorgan Stanley Wealth Management$21407-30-2014
Nancy TuiningaWashington Wealth ManagementWells Fargo Advisors$7207-28-2014
Michael LeeWashington Wealth ManagementMorgan Stanley Wealth Management$13007-28-2014
K. Randall AlstonNPB Financial GroupFoothill Securities$6007-28-2014
Brian PurcellMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11507-10-2014
Richard Duffy, Russell KwokMorgan Stanley Wealth ManagementJ.P. Morgan Securities LLC$007-10-2014
Justin T. Adams, Stephen R. AdamsRaymond JamesSterne Agee & Leach$20006-27-2014
Monty G. ReedyRobert W. Baird & Co.RBC Wealth Management$13006-20-2014
Alan Glick and Charles GlickWells Fargo AdvisorsMorgan Stanley $24206-18-2014
Shawn GruverWells Fargo AdvisorsUBS Financial Services$10906-18-2014
Adam N. PhillipsEP Wealth AdvisorsCity National Bank$70006-11-2014
Todd Frediani, Larry StaterStifel Nicolaus & Co.UBS Financial Services$20006-04-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.