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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis Barr, Marco CisnerosWells Fargo AdvisorsBank of America Merrill Lynch$22708-27-2014
Barry SternRaymond JamesUBS Financial Services$10708-14-2014
Benjamin W. WongCommonwealth Financial NetworkFinancial Telesis$70008-14-2014
Steven T. Lundgren, Phillip HurnerWells Fargo AdvisorsMorgan Stanley Wealth Management$21407-30-2014
Nancy TuiningaWashington Wealth ManagementWells Fargo Advisors$7207-28-2014
Michael LeeWashington Wealth ManagementMorgan Stanley Wealth Management$13007-28-2014
K. Randall AlstonNPB Financial GroupFoothill Securities$6007-28-2014
Brian PurcellMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11507-10-2014
Richard Duffy, Russell KwokMorgan Stanley Wealth ManagementJ.P. Morgan Securities LLC$007-10-2014
Justin T. Adams, Stephen R. AdamsRaymond JamesSterne Agee & Leach$20006-27-2014
Monty G. ReedyRobert W. Baird & Co.RBC Wealth Management$13006-20-2014
Alan Glick and Charles GlickWells Fargo AdvisorsMorgan Stanley $24206-18-2014
Shawn GruverWells Fargo AdvisorsUBS Financial Services$10906-18-2014
Adam N. PhillipsEP Wealth AdvisorsCity National Bank$70006-11-2014
Todd Frediani, Larry StaterStifel Nicolaus & Co.UBS Financial Services$20006-04-2014
Jason Ezzell, Alec FisherHightower AdvisorsBank of America Merrill Lynch$30005-27-2014
Stephen R. BesseRaymond JamesMorgan Stanley Wealth Management$36005-12-2014
Gary PolakoffAWM Global AdvisorsMorgan Stanley Wealth Management$9705-12-2014
Larry E. Jones, Taylor R. JonesRetirement Benefits GroupVanguard Capital$9005-09-2014
Matthew T. GriffithWashington Wealth ManagementBank of America Merrill Lynch$7505-06-2014
Howard Rowen, Halsey SmithBank of America Merrill LynchUBS Financial Services; Deutsche Bank$3,00005-02-2014
Garrett J. DevineNFP Advisor Services GroupWells Fargo Advisors$6505-01-2014
David Neunuebel, Lisa BarrantesRaymond JamesWells Fargo Advisors$8005-01-2014
Mark W. Thatcher, Shad F. Lamm, Chris Risenmay, Ross Biesinger, David Thatcher, Clark Penney, Marc KovenIntegrated Wealth ManagementMorgan Stanley Wealth Management$74004-28-2014
Charles Laverty, Carol PipitoneCalton & AssociatesOppenheimer$9004-24-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.