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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18410-07-2015
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$3,20009-23-2015
Thomas Gray, Christina Jesperson, Kevin Terao, Albert Scudder, Judy TapiaWells Fargo Advisors Financial NetworkTriad Advisors$11709-23-2015
Lilian LoLPL FinancialFidelity$11009-15-2015
Daniel Conard, Josiah JenningsLPL FinancialLarson Financial Securities$12009-15-2015
Clare HiattAmeriprise FinancialWells Fargo Advisors$5409-03-2015
Richard BarberAmeriprise FinancialWells Fargo Advisors$6309-03-2015
David OdomAmeriprise FinancialWells Fargo Advisors$10709-03-2015
Glenn KenesAmeriprise FinancialWells Fargo Advisors$19009-03-2015
Bryan ForonjyLPL FinancialFidelity$17508-31-2015
Jerod Wurm, Casey FryeWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$19208-27-2015
Wendi Lohmar, Cathy ChaseFirst Republic SecuritiesCredit Suisse Wealth Services$51008-27-2015
John CordeiroLPL FinancialWaddell and Reed$22008-24-2015
Gary Amaral UBS Financial ServicesBank of America Merrill Lynch$33008-05-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays$007-28-2015
Stephen Maguire, John-Paul Stornetta, Edward SilvaCommonwealth Financial NetworkJHS Capital Advisors$52507-09-2015
Sandra Y. ChoGolden State Wealth ManagementJPMorgan Chase & Co.$18006-30-2015
V. John Threlkeld, John Saylor, Charles Presti, Milton Guzman, Jon LeeLPL FinancialFirst Allied Securities$20506-25-2015
James 'Eric' Maxwell, Kaitlyn 'Katy' RathRaymond JamesMorgan Stanley Wealth Management$7506-17-2015
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30006-02-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5506-01-2015
Stephen Smith, Elizabeth Schrock Stifel Nicolaus & Co.Morgan Stanley Wealth Management$14705-14-2015
Steven KouryWaddell and ReedJPMorgan Chase & Co.$6005-12-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$1,30005-08-2015
James MottelerAmeriprise FinancialWells Fargo Advisors$7105-05-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.