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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert L. BreenAmeriprise FinancialWells Fargo Advisors$6312-03-2014
Darrach BourkeSummit Brokerage ServicesStifel Nicolaus & Co.$12112-02-2014
Richard Zinman Bank of America Merrill LynchMorgan Stanley Wealth Management$10411-24-2014
James E. HulburdUBS Financial ServicesBank of America Merrill Lynch$1,50011-21-2014
John M. Van DongeStifel Nicolaus & Co.Bank of America Merrill Lynch$60011-21-2014
Nadia A. DickinsonNFP Advisor Services GroupMorgan Stanley Wealth Management$10011-10-2014
Richard A. Gibson, Jr.Stratos Wealth PartnersWells Fargo Advisors$12011-04-2014
Lance NelsonCommonwealth Financial NetworkLPL Financial$9210-30-2014
Jarrod SerratoGolden State Wealth ManagementFinance 500$5009-30-2014
William 'Bill' Boatwright, Craig DiamondWells Fargo AdvisorsUBS Financial Services$25909-22-2014
Tracy A. ChanMorgan Stanley Wealth ManagementWells Fargo Advisors$5009-16-2014
Antonio J.P. Morgan Securities LLCWells Fargo Advisors$009-11-2014
Kate Lunn, Elise KausenWells Fargo AdvisorsUBS Financial Services$14109-09-2014
Bruce Lin, Michael Hartmeyer, Patrick Chan Wells Fargo AdvisorsBank of America Merrill Lynch$14209-09-2014
Robert Rotstan, James ValeWells Fargo AdvisorsUBS Financial Services$9509-09-2014
Jose Moreno, Michael Dye, Oliver CervantesWells Fargo AdvisorsUBS Financial Services$47909-09-2014
Teresa HarmonWells Fargo AdvisorsUBS Financial Services$24409-09-2014
Erik SimmonsCalton & AssociatesU.S. Bancorp Investments$5009-09-2014
Sean Burr, John BrantJ.W. Cole FinancialJ.P. Turner & Company$10009-09-2014
Kaylyn A. MaherUBS Financial ServicesBank of America Merrill Lynch$12009-04-2014
Travis Barr, Marco CisnerosWells Fargo AdvisorsBank of America Merrill Lynch$22708-27-2014
Barry SternRaymond JamesUBS Financial Services$10708-14-2014
Benjamin W. WongCommonwealth Financial NetworkFinancial Telesis$70008-14-2014
Steven T. Lundgren, Phillip HurnerWells Fargo AdvisorsMorgan Stanley Wealth Management$21407-30-2014
Nancy TuiningaWashington Wealth ManagementWells Fargo Advisors$7207-28-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.