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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason G. ClouseBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Eric R. BenchBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Christopher J. CoburnRobert W. Baird & Co.RBC Wealth Management$15009-04-2014
David S. MowattIndependent Financial GroupGirard Securities$15009-02-2014
Chris O'Neil, Joe JaensenWells Fargo AdvisorsMorgan Stanley Wealth Management$30008-07-2014
Michael J. GegenRobert W. Baird & Co.RBC Wealth Management$10006-20-2014
David S. MowattGirard SecuritiesCetera$15004-04-2014
Timothy Kneen, Clayton HartmanIFM Capital Advisors UBS Financial Services$1,00001-28-2014
Mark E. Barczuk, David F. MorenoBenjamin F. Edwards & Co.Wells Fargo Advisors$001-23-2014
Michael L. Cope, William G. MarcouxUBS Financial ServicesBank of America Merrill Lynch$22501-13-2014
Kevin J. CrossRobert W. Baird & Co.Charles Schwab$40012-17-2013
Douglas B. May, Barbara Traylor SmithAvant-Garde AdvisorsMay-Investments Management$6811-01-2013
Mark P. FellowsBenjamin F. Edwards & Co.Wells Fargo Advisors$010-17-2013
Jim ClementsSecurities AmericaUnited Planners Financial Services of America$10012-19-2012
David Evans, Nepeta Godec, Patty EckelberryRBC Wealth ManagementBank of America Merrill Lynch$17710-03-2012
Jeff HuffWells Fargo AdvisorsMorgan Stanley Wealth Management$6506-05-2012
John Nice, Brian Trujillo, Steven Ringquist, Bradley Trujillo, Michelle TerHarkRaymond JamesMorgan Stanley Wealth Management$22005-16-2012
The RHY GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$35004-11-2012
William Norris, Shawn SmithRobert W. Baird & Co.Charles Schwab$64004-11-2012
Philip HolbertRobert W. Baird & Co.Morgan Stanley Wealth Management$10010-28-2011
Dominic Capuano, Timothy M. ButlerRobert W. Baird & Co.Charles Schwab$60009-01-2011
Dennis Dougherty, Bryan WhiteUBS Financial ServicesWells Fargo Advisors$12008-10-2011
Carolyn InsleyUnited Planners Financial Services of AmericaLPL Financial$15011-05-2010
Steve Jones, Seth GundersonRaymond JamesWells Fargo Advisors$14008-06-2010
Northeast Investment Advisors LLCInvestors CapitalB.B. Graham$10004-08-2010

Showing 1 to 25 of 25 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.