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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jim Clements | Securities America | United Planners Financial Services of America | $100 | 12-19-2012 |
| David Evans, Nepeta Godec, Patty Eckelberry | RBC Wealth Management | Bank of America Merrill Lynch | $177 | 10-03-2012 |
| Jeff Huff | Wells Fargo Advisors | Morgan Stanley Smith Barney | $65 | 06-05-2012 |
| John Nice, Brian Trujillo, Steven Ringquist, Bradley Trujillo, Michelle TerHark | Raymond James | Morgan Stanley Smith Barney | $220 | 05-16-2012 |
| The RHY Group | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $350 | 04-11-2012 |
| William Norris, Shawn Smith | Robert W. Baird & Co. | Charles Schwab | $640 | 04-11-2012 |
| Philip Holbert | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $100 | 10-28-2011 |
| Dominic Capuano, Timothy M. Butler | Robert W. Baird & Co. | Charles Schwab | $600 | 09-01-2011 |
| Dennis Dougherty, Bryan White | UBS Financial Services | Wells Fargo Advisors | $120 | 08-10-2011 |
| Carolyn Insley | United Planners Financial Services of America | LPL Financial | $150 | 11-05-2010 |
| Steve Jones, Seth Gunderson | Raymond James | Wells Fargo Advisors | $140 | 08-06-2010 |
| Northeast Investment Advisors LLC | Investors Capital | B.B. Graham | $100 | 04-08-2010 |
Showing 1 to 12 of 12 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.