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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ross Fox, Matthew Papazian, Marti Awad, Sarah KeysDynasty Financial PartnersBank of America Merrill Lynch$70011-16-2015
Ron Zimmermann, Gary Peterson, Phillip DispenseRBC Wealth ManagementMorgan Stanley Wealth Management$13211-16-2015
Kim GiannoneRobert W. Baird & Co.Wells Fargo Advisors$10511-16-2015
Paul Levy Jr., William PierLPL FinancialUBS Financial Services$16009-15-2015
Timothy Pester Wells Fargo AdvisorsKey Private Bank$10008-24-2015
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-17-2015
Bill WoodwardLPL FinancialWells Fargo Advisors$10006-17-2015
Michael J. McHughRobert W. Baird & Co.Charles Schwab$35004-13-2015
Stephen Dreiling, Jason Rosener, Chris Johnson, Brian McDowellUnited CapitalCompass Bank$2,00002-18-2015
John P. BarringerFirst Financial Equity CorporationMorgan Stanley Wealth Management$10001-22-2015
Jason G. ClouseBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Eric R. BenchBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Christopher J. CoburnRobert W. Baird & Co.RBC Wealth Management$15009-04-2014
David S. MowattIndependent Financial GroupGirard Securities$15009-02-2014
Chris O'Neil, Joe JaensenWells Fargo AdvisorsMorgan Stanley Wealth Management$30008-07-2014
Michael J. GegenRobert W. Baird & Co.RBC Wealth Management$10006-20-2014
David S. MowattGirard SecuritiesCetera$15004-04-2014
Timothy Kneen, Clayton HartmanIFM Capital Advisors UBS Financial Services$1,00001-28-2014
Mark E. Barczuk, David F. MorenoBenjamin F. Edwards & Co.Wells Fargo Advisors$001-23-2014
Michael L. Cope, William G. MarcouxUBS Financial ServicesBank of America Merrill Lynch$22501-13-2014
Kevin J. CrossRobert W. Baird & Co.Charles Schwab$40012-17-2013
Douglas B. May, Barbara Traylor SmithAvant-Garde AdvisorsMay-Investments Management$6811-01-2013
Mark P. FellowsBenjamin F. Edwards & Co.Wells Fargo Advisors$010-17-2013
Jim ClementsSecurities AmericaUnited Planners Financial Services of America$10012-19-2012
David Evans, Nepeta Godec, Patty EckelberryRBC Wealth ManagementBank of America Merrill Lynch$17710-03-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.