Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Douglas B. May, Barbara Traylor Smith||Avant-Garde Advisors||May-Investments Management||$68||11-01-2013|
|Mark P. Fellows||Benjamin F. Edwards & Co.||Wells Fargo Advisors||$0||10-17-2013|
|Jim Clements||Securities America||United Planners Financial Services of America||$100||12-19-2012|
|David Evans, Nepeta Godec, Patty Eckelberry||RBC Wealth Management||Bank of America Merrill Lynch||$177||10-03-2012|
|Jeff Huff||Wells Fargo Advisors||Morgan Stanley Wealth Management||$65||06-05-2012|
|John Nice, Brian Trujillo, Steven Ringquist, Bradley Trujillo, Michelle TerHark||Raymond James||Morgan Stanley Wealth Management||$220||05-16-2012|
|The RHY Group||Robert W. Baird & Co.||Morgan Stanley Wealth Management||$350||04-11-2012|
|William Norris, Shawn Smith||Robert W. Baird & Co.||Charles Schwab||$640||04-11-2012|
|Philip Holbert||Robert W. Baird & Co.||Morgan Stanley Wealth Management||$100||10-28-2011|
|Dominic Capuano, Timothy M. Butler||Robert W. Baird & Co.||Charles Schwab||$600||09-01-2011|
|Dennis Dougherty, Bryan White||UBS Financial Services||Wells Fargo Advisors||$120||08-10-2011|
|Carolyn Insley||United Planners Financial Services of America||LPL Financial||$150||11-05-2010|
|Steve Jones, Seth Gunderson||Raymond James||Wells Fargo Advisors||$140||08-06-2010|
|Northeast Investment Advisors LLC||Investors Capital||B.B. Graham||$100||04-08-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.