Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Kubik, David Kubik, Craig CarnickFocus Financial PartnersCarnick & Kubik$004-01-2016
Edwin BlanchardLPL FinancialMorgan Stanley Wealth Management$6002-19-2016
Noel Culberson, Kristy TochiharaWells Fargo AdvisorsMorgan Stanley Wealth Management$18602-18-2016
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
Ron Zimmermann, Gary Peterson, Phillip DispenseRBC Wealth ManagementMorgan Stanley Wealth Management$13211-13-2015
Ross Fox, Matthew Papazian, Marti Awad, Sarah KeysDynasty Financial PartnersBank of America Merrill Lynch$70011-10-2015
Kim GiannoneRobert W. Baird & Co.Wells Fargo Advisors$10511-06-2015
Jared PowellLPL FinancialWaddell and Reed$6010-26-2015
Robert Campbell, Joe BainRaymond JamesWells Fargo Advisors$19009-29-2015
Timothy Pester Wells Fargo AdvisorsKey Private Bank$10008-07-2015
Dennis Marshall, Kristin SchoenfelderLPL FinancialRoyal Alliance$8507-10-2015
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-08-2015
Bill WoodwardLPL FinancialWells Fargo Advisors$10005-01-2015
Michael J. McHughRobert W. Baird & Co.Charles Schwab$35004-02-2015
Paul Levy Jr., William PierLPL FinancialUBS Financial Services$16002-04-2015
Stephen Dreiling, Jason Rosener, Chris Johnson, Brian McDowellUnited CapitalCompass Bank$2,00001-23-2015
John P. BarringerFirst Financial Equity CorporationMorgan Stanley Wealth Management$10001-16-2015
Christopher J. CoburnRobert W. Baird & Co.RBC Wealth Management$15008-29-2014
David S. MowattIndependent Financial GroupGirard Securities$15008-27-2014
Chris O'Neil, Joe JaensenWells Fargo AdvisorsMorgan Stanley Wealth Management$30008-04-2014
Jason G. ClouseBenjamin F. Edwards & Co.Wells Fargo Advisors$006-13-2014
Eric R. BenchBenjamin F. Edwards & Co.Wells Fargo Advisors$006-13-2014
Michael J. GegenRobert W. Baird & Co.RBC Wealth Management$10005-23-2014
David S. MowattGirard SecuritiesCetera$15003-31-2014
Timothy Kneen, Clayton HartmanIFM Capital Advisors UBS Financial Services$1,00001-27-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.