Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam DeGennaroSnowden Lane PartnersBank of America Merrill Lynch$18007-18-2016
Ken SarpuJanney Montgomery ScottWells Fargo Advisors$11606-16-2016
John Pasacreta, Jordan Samelson, John Rotando, Nancy Meade, Sandra Kapfer Wells Fargo AdvisorsMorgan Stanley Wealth Management$24505-02-2016
Joel Selden, Larry ScharfRaymond JamesUBS Financial Services$32004-29-2016
Robert BlanchardLPL FinancialMorgan Stanley Wealth Management$9602-19-2016
Mark SternburgLPL FinancialPeople's Securities$8511-03-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services$010-15-2015
David Sterling Bank of America Merrill LynchCredit Suisse Wealth Services$009-17-2015
Michael Nobile, Scott Hinchey, Michael McCabe, David TauberInvestacorpInvest Financial$25009-08-2015
Dodd Newton Koeckert, Nicholas H. AngerRBC Wealth ManagementBank of America Merrill Lynch$1,20006-24-2015
Bruce H. Daigle, Diane K. Fisher, Walter F. Wydo, Jr.Raymond JamesWells Fargo Advisors$27505-01-2015
Richard McMahonAmeriprise FinancialSecurities America$8403-30-2015
Thomas CagganelloMorgan Stanley Wealth ManagementWells Fargo Advisors$14501-08-2015
Brian P. BeckTriad AdvisorsNational Planning$13311-05-2014
Thomas Forma, Kevin NicholsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30010-17-2014
Charles D. DayUBS Financial ServicesMorgan Stanley Wealth Management$18109-24-2014
Brian ArmogidaWaddell and ReedEdward Jones$7808-22-2014
Michael T. LeePacilio Wealth ManagementMorgan Stanley Wealth Management$007-02-2014
Robert BergSummit Brokerage ServicesMorgan Stanley Wealth Management$7206-06-2014
Charles Wareham, Craig Breitsprecher, Tom Polowy, Vincent WinansIndependent Financial GroupLPL Financial$9503-17-2014
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-14-2014
Mark PhillipsWells Fargo AdvisorsMorgan Stanley Wealth Management$12003-14-2014
Thomas NolanWells Fargo AdvisorsMorgan Stanley Wealth Management$10003-14-2014
Seth DiamondJanney Montgomery ScottMorgan Stanley Wealth Management$5812-20-2013
Michael MondelloWells Fargo AdvisorsEdward Jones$7512-01-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.