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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles D. DayUBS Financial ServicesMorgan Stanley Wealth Management$18112-12-2014
Brian P. BeckTriad AdvisorsNational Planning$13311-19-2014
Thomas Forma, Kevin NicholsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30010-24-2014
Brian ArmogidaWaddell and ReedEdward Jones$7810-17-2014
Michael T. LeePacilio Wealth ManagementMorgan Stanley Wealth Management$007-30-2014
Robert BergSummit Brokerage ServicesMorgan Stanley Wealth Management$7207-28-2014
Charles Wareham, Craig Breitsprecher, Tom Polowy, Vincent WinansIndependent Financial GroupLPL Financial$9503-25-2014
Thomas NolanWells Fargo AdvisorsMorgan Stanley Wealth Management$10003-18-2014
Mark PhillipsWells Fargo AdvisorsMorgan Stanley Wealth Management$12003-18-2014
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-18-2014
Seth DiamondJanney Montgomery ScottMorgan Stanley Wealth Management$5812-20-2013
Charles Andriole, Geoffrey G. Gregory, Matthew J. MontanaHightower AdvisorsBank of America Merrill Lynch$70011-20-2013
Denis M. O'BrienRaymond JamesMorgan Stanley Wealth Management$5511-15-2013
Romaine A. Macomb, Theresa V. DonatelliLPL FinancialEssex Financial Services$80010-10-2013
Robert Black, Ned Manuel, Ed Blumenthal, Bob BorkowskiJanney Montgomery ScottBank of America Merrill Lynch$90010-04-2013
Kevin Guth, Stephen Fordyce, Jeremy SoboleskiSnowden Capital AdvisorsBank of America Merrill Lynch$50010-01-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23209-20-2013
Anthony Bavedas Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$10906-17-2013
Michael A. Tedone, Kathleen M. Christensen, Elizabeth A. DeBassioConnecticut Wealth ManagementFilomeno Wealth Management$12006-05-2013
John J. Nelson, Jon T. NelsonAmeriprise FinancialWells Fargo Advisors$12504-29-2013
Michelle R. LavigneWells Fargo AdvisorsUBS Financial Services$12011-20-2012
Simone Gladstone, Lynn CravinhoTriad AdvisorsMorgan Stanley Wealth Management$8010-17-2012
William Fusco, Robert RichardStifel Nicolaus & Co.Morgan Stanley Wealth Management$15008-29-2012
Patricia WalshStifel Nicolaus & Co.Morgan Stanley Wealth Management$12708-29-2012
Jayme Lemaire, Jamie NowakowskiWells Fargo AdvisorsCitizens Bank$9608-09-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.