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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Anthony Bavedas Jr. | Wells Fargo Advisors | Morgan Stanley Smith Barney | $109 | 06-17-2013 |
| Michael A. Tedone, Kathleen M. Christensen, Elizabeth A. DeBassio | Connecticut Wealth Management | Filomeno Wealth Management | $120 | 06-05-2013 |
| John J. Nelson, Jon T. Nelson | Ameriprise Financial | Wells Fargo Advisors | $125 | 04-29-2013 |
| Michelle R. Lavigne | Wells Fargo Advisors | UBS Financial Services | $120 | 11-20-2012 |
| Simone Gladstone, Lynn Cravinho | Triad Advisors | Morgan Stanley Smith Barney | $80 | 10-17-2012 |
| William Fusco, Robert Richard | Stifel Nicolaus & Co. | Morgan Stanley Smith Barney | $150 | 08-29-2012 |
| Patricia Walsh | Stifel Nicolaus & Co. | Morgan Stanley Smith Barney | $127 | 08-29-2012 |
| Jayme Lemaire, Jamie Nowakowski | Wells Fargo Advisors | Citizens Bank | $96 | 08-09-2012 |
| Matthew Franklin | Securities Service Network | Raymond James | $56 | 06-08-2012 |
| Keith Somers | Ameriprise Financial | LPL Financial | $51 | 03-22-2012 |
| Doug Viellette, Dan Danoto | Ameriprise Financial | Morgan Stanley Smith Barney | $211 | 03-16-2012 |
| John Beirne Jr., John-Oliver Beirne, Jim Betzig, Eric Passeri | Focus Financial Partners | Bank of America Merrill Lynch | $2,000 | 02-08-2012 |
| Thomas Pacilio, Daniel Besse, Brian Fink | Washington Wealth Management | Morgan Stanley Smith Barney | $145 | 12-13-2011 |
| Michael Cirullo | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $143 | 09-27-2011 |
| Jonathan Lake | Morgan Stanley Smith Barney | RBC Wealth Management | $0 | 09-13-2011 |
| Thomas J. Hine | Commonwealth Financial Network | Securities America | $120 | 07-25-2011 |
| Brendan R. Lewis | Wells Fargo Advisors | Edward Jones | $70 | 06-24-2011 |
| Robert Batick, Jr. | Westport Capital Markets | RBC Wealth Management | $80 | 06-17-2011 |
| Robert C. Batick, Jr | Westport Capital Markets | RBC Wealth Management | $80 | 06-13-2011 |
| Dean Spada, Kimberly Saxton | Investacorp | New Alliance Investments | $100 | 04-27-2011 |
| Arnold H. Rozany, Anthony J. Falcone, Robert A. Schenck, Terry L. Rodrigues, Christopher P. Kachur | Benjamin F. Edwards & Co. | Wells Fargo Advisors | $0 | 11-16-2010 |
| Martin McLaughlin Sr., Martin McLaughlin Jr. | UBS Financial Services | Wells Fargo Advisors | $180 | 09-07-2010 |
| Edward Wilson | Wells Fargo Advisors | JPMorgan Chase & Co. | $167 | 06-23-2010 |
| Joseph Fortuna, Timothy Prete | Morgan Stanley Smith Barney | UBS Financial Services | $738 | 06-21-2010 |
| Timothy Furgueson | MiddleCove Capital | Morgan Stanley Smith Barney | $60 | 05-28-2010 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.